0001209191-17-002312.txt : 20170105 0001209191-17-002312.hdr.sgml : 20170105 20170105180745 ACCESSION NUMBER: 0001209191-17-002312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FireEye, Inc. CENTRAL INDEX KEY: 0001370880 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 201548921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-321-6300 MAIL ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: FireEye Inc DATE OF NAME CHANGE: 20060728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEWALT DAVID G CENTRAL INDEX KEY: 0001228853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 17512203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-03 0 0001370880 FireEye, Inc. FEYE 0001228853 DEWALT DAVID G C/O FIREEYE, INC., 1440 MCCARTHY BLVD. MILPITAS CA 95035 1 1 0 0 Executive Chairman Common Stock 2017-01-03 4 S 0 151644 11.642 D 4336947 D Common Stock 219000 I See footnote Common Stock 219000 I See footnote Common Stock 22500 I See footnote Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $11.757, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Includes 1,113 shares purchased on May 16, 2016 under the Issuer's 2013 Employee Stock Purchase Plan, and reflects voluntary cancellation of unvested restricted stock units as previously reported on the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 20, 2016. Shares held of record by the David G. DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee. Shares held of record by the Mary Kathleen DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee. Shares held of record by the DeWalt Family Trust U/A DTD 04/01/2003, for which the Reporting Person serves as a trustee. Louise Carbone, Attorney-in-Fact 2017-01-05