0001453865-11-000008.txt : 20110323 0001453865-11-000008.hdr.sgml : 20110323 20110323155711 ACCESSION NUMBER: 0001453865-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110322 FILED AS OF DATE: 20110323 DATE AS OF CHANGE: 20110323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOKHALE VINAY CENTRAL INDEX KEY: 0001453865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33844 FILM NUMBER: 11706527 MAIL ADDRESS: STREET 1: C/O ENTROPIC COMMUNICATIONS, INC. STREET 2: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: X1 ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC CENTRAL INDEX KEY: 0001227930 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330947630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-768-3600 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-22 0 0001227930 ENTROPIC COMMUNICATIONS INC ENTR 0001453865 GOKHALE VINAY 6290 SEQUENCE DRIVE SAN DIEGO CA 92121 0 1 0 0 SVP,Marketing & Business Dev Common Stock 2011-03-22 4 M 0 3900 0.68 A 3900 D Common Stock 2011-03-22 4 S 0 3900 7.95 D 0 D Non-Qualified Stock Option (right to buy) 0.68 2011-03-22 4 M 0 3900 0 D 2019-02-06 Common Stock 3900 139100 D The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2009. 1/4th of the shares vest one year after the Vesting Commencement Date beginning 1/5/09. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement. By: Lance W. Bridges, as attorney-in-fact For: Vinay Gokhale 2011-03-23