0001184582-11-000039.txt : 20111202 0001184582-11-000039.hdr.sgml : 20111202 20111202093738 ACCESSION NUMBER: 0001184582-11-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOOKABAUGH TOM CENTRAL INDEX KEY: 0001466829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33844 FILM NUMBER: 111238869 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC CENTRAL INDEX KEY: 0001227930 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330947630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-768-3600 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-12-01 0 0001227930 ENTROPIC COMMUNICATIONS INC ENTR 0001466829 LOOKABAUGH TOM 6290 SEQUENCE DRIVE SAN DIEGO CA 92121 0 1 0 0 Chief Technology Officer Common Stock 2011-12-01 4 M 0 6250 2.38 A 6250 D Common Stock 2011-12-01 4 S 0 6250 4.94 D 0 D Non-Qualified Stock Option (right to buy) 2.38 2011-12-01 4 M 0 6250 4.94 D 2019-07-01 Common Stock 6250 187500 D The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009. 1/4th of the shares vest one year after the Vesting Commencement Date beginning July 1, 2009. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement. By: Lance W. Bridges, as attorney-in-fact For: Tom Lookabaugh 2011-12-02