0001184582-11-000039.txt : 20111202
0001184582-11-000039.hdr.sgml : 20111202
20111202093738
ACCESSION NUMBER: 0001184582-11-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOOKABAUGH TOM
CENTRAL INDEX KEY: 0001466829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33844
FILM NUMBER: 111238869
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC
CENTRAL INDEX KEY: 0001227930
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330947630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-768-3600
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2011-12-01
0
0001227930
ENTROPIC COMMUNICATIONS INC
ENTR
0001466829
LOOKABAUGH TOM
6290 SEQUENCE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Chief Technology Officer
Common Stock
2011-12-01
4
M
0
6250
2.38
A
6250
D
Common Stock
2011-12-01
4
S
0
6250
4.94
D
0
D
Non-Qualified Stock Option (right to buy)
2.38
2011-12-01
4
M
0
6250
4.94
D
2019-07-01
Common Stock
6250
187500
D
The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
1/4th of the shares vest one year after the Vesting Commencement Date beginning July 1, 2009. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.
By: Lance W. Bridges, as attorney-in-fact For: Tom Lookabaugh
2011-12-02