0001209191-19-018614.txt : 20190311 0001209191-19-018614.hdr.sgml : 20190311 20190311191505 ACCESSION NUMBER: 0001209191-19-018614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190308 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tropsha Yelena CENTRAL INDEX KEY: 0001744954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38546 FILM NUMBER: 19673605 MAIL ADDRESS: STREET 1: C/O NEURONETICS, INC STREET 2: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuronetics, Inc. CENTRAL INDEX KEY: 0001227636 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 877-600-7555 MAIL ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: NEURONETICS INC DATE OF NAME CHANGE: 20030416 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-08 0 0001227636 Neuronetics, Inc. STIM 0001744954 Tropsha Yelena C/O NEURONETICS, INC 3222 PHOENIXVILLE PIKE MALVERN PA 19355 0 1 0 0 VP of Commercial Access Common Stock 2019-03-08 4 A 0 9135 A 9135 D Employee Stock Option (right to buy) 16.42 2019-03-08 4 A 0 16077 0.00 A 2029-03-08 Common Stock 16077 16077 D Twenty-five percent (25%) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of March 8, 2020 and March 8, 2021, and fifty percent (50%) of the shares subject to the RSU grant shall vest on March 8, 2022, subject to Reporting Person continuing to provide service through each such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Twenty-five percent (25%) of the shares subject to the option shall vest on March 8, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date. /s/ Michael Schaeppi, Attorney-in-Fact 2019-03-11