0001209191-12-046256.txt : 20120919 0001209191-12-046256.hdr.sgml : 20120919 20120919191743 ACCESSION NUMBER: 0001209191-12-046256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120917 FILED AS OF DATE: 20120919 DATE AS OF CHANGE: 20120919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLF DENNIS P CENTRAL INDEX KEY: 0001227560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 121100688 MAIL ADDRESS: STREET 1: 1101 EAST MEADOW DR CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-09-17 0 0001383729 FUSION-IO, INC. FIO 0001227560 WOLF DENNIS P C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Financial Officer Common Stock 2012-09-17 4 M 0 15000 0.65 A 17340 D Common Stock 2012-09-17 4 M 0 2000 1.96 A 19340 D Common Stock 2012-09-17 4 M 0 13000 19.00 A 32340 D Common Stock 2012-09-17 4 S 0 27600 29.1642 D 4740 D Common Stock 2012-09-17 4 S 0 2400 29.8429 D 2340 D Employee stock option (right to buy) 0.65 2012-09-17 4 M 0 15000 0.00 D 2019-11-17 Common Stock 15000 217550 D Employee stock option (right to buy) 1.96 2012-09-17 4 M 0 2000 0.00 D 2020-09-11 Common Stock 2000 512000 D Employee stock option (right to buy) 19.00 2012-09-17 4 M 0 13000 0.00 D 2021-09-29 Common Stock 13000 234000 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.67 per share to $29.63 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.68 per share to $30.00 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. The option became exercisable as to 1/4th of the shares subject to the option on November 11, 2010, and 1/48th of the shares subject to the option vest on the 11th day of the month each month thereafter. 1/48 of the shares subject to the option become vested and exercisable each month from September 12, 2010, subject to the Reporting Person's continued service to the Issuer. The option became exercisable as to 1/48th of the shares subject to the option vest each month after September 13, 2011. /s/ Jonathan D. Golightly, Attorney-in-fact 2012-09-19