0000899243-21-004805.txt : 20210203 0000899243-21-004805.hdr.sgml : 20210203 20210203201732 ACCESSION NUMBER: 0000899243-21-004805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Brad S CENTRAL INDEX KEY: 0001656892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37624 FILM NUMBER: 21588322 MAIL ADDRESS: STREET 1: 7701 EAST KELLOGG DRIVE, SUITE 200 CITY: WICHITA STATE: KS ZIP: 67207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY BANCSHARES INC CENTRAL INDEX KEY: 0001227500 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7701 E. KELLOGG DRIVE, SUITE 200 CITY: WICHITA STATE: KS ZIP: 67207 BUSINESS PHONE: 316-612-6000 MAIL ADDRESS: STREET 1: 7701 E. KELLOGG DRIVE, SUITE 200 CITY: WICHITA STATE: KS ZIP: 67207 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001227500 EQUITY BANCSHARES INC EQBK 0001656892 Elliott Brad S 7701 E. KELLOGG DR., STE. 300 WICHITA KS 67207 1 1 0 0 Chief Executive Officer Class A Common Stock 2021-01-29 4 A 0 29553 0.00 A 101641 D Class A Common Stock 9615 I By Equity Holdings, LLC Class A Common Stock 172551 I By Elliott Legacy, LLC Employee Stock Option (right to buy) 22.08 2021-01-29 4 A 0 4163 0.00 A 2031-01-29 Class A Common Stock 4163 4163 D Represents the grant of 18,881 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 10,672 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met. The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Includes 500 shares purchased on February 14, 2020, as well as 451 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan. The option vests in three equal annual installements beginning on January 29, 2022. Includes adjustment for overstatement of new grant awarded on February 7, 2020, which was overstated by 127 shares. Reflects a transfer of 172,551 shares from Brad Elliott to Elliott Legacy, LLC on January 8, 2021. /s/ Eric Newell, attorney-in-fact 2021-02-03