0001213900-19-022654.txt : 20191108 0001213900-19-022654.hdr.sgml : 20191108 20191108191519 ACCESSION NUMBER: 0001213900-19-022654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHRING PETER A CENTRAL INDEX KEY: 0001227362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53361 FILM NUMBER: 191205342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ecoark Holdings, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5899 PRESTON ROAD #505 CITY: FRISCO STATE: TX ZIP: 72712 BUSINESS PHONE: (479) 259-2977 MAIL ADDRESS: STREET 1: 5899 PRESTON ROAD #505 CITY: FRISCO STATE: TX ZIP: 72712 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 FORMER COMPANY: FORMER CONFORMED NAME: Mobilis Relocation Services Inc. DATE OF NAME CHANGE: 20080612 4 1 ownership.xml X0306 4 2019-09-30 0 0001437491 Ecoark Holdings, Inc. ZEST 0001227362 MEHRING PETER A 1936 COLLEEN DRIVE LOS ALTOS CA 94024 1 1 0 0 President of Zest Labs Non-qualified Stock Option (right to buy) 0.50 2019-10-03 4 A 0 1000000 0 A 2019-10-03 2024-10-03 Common Stock 1000000 1000000 D Peter Mehring was awarded 1,000,000 non-qualified stock options to buy common stock at $0.50 on October 3, 2019 and 25% (250,000 shares) of Mr. Mehring's shares vested immediately on October 3, 2019, and the remaining balance (750,000 shares) will be vesting in the next 3 years, as follows: 10/03/2020 - 250,000 shares will vest; 10/03/2021 - 250,000 shares will vest; and, 10/03/2022 - 250,000 shares will vest. /s/ JAY PUCHIR, ATTORNEY-IN-FACT 2019-11-08