0000899243-15-010138.txt : 20151218 0000899243-15-010138.hdr.sgml : 20151218 20151218160619 ACCESSION NUMBER: 0000899243-15-010138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWARENSTEIN BARRY CENTRAL INDEX KEY: 0001227348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 151296934 MAIL ADDRESS: STREET 1: C/O IOMEGA CORP STREET 2: 4435 EASTGATE MALL 3RD FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-16 0 0001288847 Five9, Inc. FIVN 0001227348 ZWARENSTEIN BARRY C/O FIVE9, INC. BISHOP RANCH 8, 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON CA 94583 0 1 0 0 Chief Financial Officer Common Stock 2015-12-16 4 M 0 23000 0.96 A 377627 D Common Stock 6875 I By trust Employee Stock Option (right to buy) 0.96 2015-12-16 4 M 0 23000 0.00 D 2022-04-27 Common Stock 23000 44023 D Includes 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on May 15, 2015 and 1,500 shares acquired under the Five9, Inc. employee stock purchase plan on November 13, 2015. Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. /s/ David Hill, attorney-in-fact 2015-12-18