0001493152-20-000119.txt : 20200103
0001493152-20-000119.hdr.sgml : 20200103
20200103160545
ACCESSION NUMBER: 0001493152-20-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simonton Taylor J.
CENTRAL INDEX KEY: 0001227195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 20505247
MAIL ADDRESS:
STREET 1: 5170 SOUTH HANOVER WAY
CITY: ENGLEWOOD
STATE: CO
ZIP: 80111-6239
FORMER NAME:
FORMER CONFORMED NAME: Taylor Simonton J.
DATE OF NAME CHANGE: 20170602
FORMER NAME:
FORMER CONFORMED NAME: Simonton J. Taylor
DATE OF NAME CHANGE: 20170602
FORMER NAME:
FORMER CONFORMED NAME: SIMONTON TAYLOR
DATE OF NAME CHANGE: 20060105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surna Inc.
CENTRAL INDEX KEY: 0001482541
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 273911608
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-993-5271
MAIL ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
4
1
ownership.xml
X0306
4
2020-01-02
0
0001482541
Surna Inc.
SRNA
0001227195
Simonton Taylor J.
5170 S. HANOVER WAY
ENGLEWOOD
CO
80111
1
0
0
0
Option to purchase common stock
0.07
2020-01-02
2020-01-02
4
A
0
2000000
A
2020-01-02
2030-01-02
Common Stock
2000000
2000000
D
Option to purchase common stock (2
0.07
2020-01-02
2020-01-02
4
A
0
250000
A
2020-01-02
2030-01-02
Common Stock
250000
2250000
D
On January 2, 2020, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 2,000,000 shares of common stock at an exercise price of $0.07, the closing price of Issuer's common stock on December 31, 2019, which vested and became exercisable in full immediately upon grant. These options were granted as a 2019 equity award under the Issuer's compensation plan for independent directors. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.
On January 2, 2020, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.07, the closing price of Issuer's common stock on December 31, 2019, which vested and became exercisable in full immediately upon grant. These options were granted as a 2020 equity award under the Issuer's compensation plan for independent directors. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.
/s/ J. Taylor Simonton
2020-01-03