0001227025-22-000136.txt : 20220802 0001227025-22-000136.hdr.sgml : 20220802 20220802175352 ACCESSION NUMBER: 0001227025-22-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220730 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: cheung Chiyue CENTRAL INDEX KEY: 0001489294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 221130175 MAIL ADDRESS: STREET 1: 12TH SOUTH KEJI ROAD STREET 2: SOUTH HI-TECH INDUSTRY PARK CITY: SHENZHEN STATE: F4 ZIP: 518057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-07-30 0 0001227025 NEOPHOTONICS CORP NPTN 0001489294 cheung Chiyue 3081 ZANKER RD SAN JOSE CA 95134 0 1 0 0 Chief Operating Officer Common Stock 2022-07-30 4 M 0 2666 0.0 A 2666 D Common Stock 2022-07-30 4 M 0 10000 0.0 A 12666 D Common Stock 2022-07-30 4 D 0 10000 16.0 D 2666 D Common Stock 2022-07-30 4 D 0 2666 16.0 D 0 D Restricted Stock Units (right to acquire) 0.0 2022-07-30 4 M 0 2666 0.0 D 2022-07-30 2022-07-30 Common Stock 2666 0 D Restricted Stock Units (right to acquire) 0.0 2022-07-30 4 M 0 10000 0.0 D 2022-07-30 2023-07-30 Common Stock 10000 10000 D By: /s/ Barbara Rogan For: Chi Yue Raymond Cheung 2022-08-02