0001227025-22-000131.txt : 20220728 0001227025-22-000131.hdr.sgml : 20220728 20220728191425 ACCESSION NUMBER: 0001227025-22-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220727 FILED AS OF DATE: 20220728 DATE AS OF CHANGE: 20220728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Bradford W. CENTRAL INDEX KEY: 0001874971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 221116748 MAIL ADDRESS: STREET 1: C/O NEOPHOTONICS CORPORATION STREET 2: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-07-27 0 0001227025 NEOPHOTONICS CORP NPTN 0001874971 Wright Bradford W. 3081 ZANKER RD SAN JOSE CA 95134 0 1 0 0 Senior VP, Global Sales Common Stock 2022-07-27 4 M 0 33975 0.0 A 33975 D Common Stock 2022-07-27 4 D 0 9955 15.7 D 24020 D Restricted Stock Units (right to acquire) 0.0 2022-07-27 4 M 0 33975 0.0 D 2022-07-27 2025-07-27 Common Stock 33975 101925 D Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. By: /s/ Barbara Rogan For: Bradford Wright 2022-07-28