0001227025-22-000112.txt : 20220722
0001227025-22-000112.hdr.sgml : 20220722
20220722170106
ACCESSION NUMBER: 0001227025-22-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220720
FILED AS OF DATE: 20220722
DATE AS OF CHANGE: 20220722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wupen Yuen
CENTRAL INDEX KEY: 0001489550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 221100448
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-07-20
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489550
Wupen Yuen
3081 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
VICE PRESIDENT GLOBAL PRODUCT
Common Stock
2022-07-20
4
D
0
4660
15.71
D
186117
D
Common Stock
2022-07-20
4
M
0
13475
0.0
A
199592
D
Restricted Stock Units (right to acquire)
0.0
2022-07-20
4
M
0
13475
0.0
D
2022-07-20
2025-07-20
Common Stock
13475
40425
D
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
By: /s/ Barbara Rogan For: Wupen Yuen
2022-07-22