0001227025-22-000110.txt : 20220722
0001227025-22-000110.hdr.sgml : 20220722
20220722170041
ACCESSION NUMBER: 0001227025-22-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220720
FILED AS OF DATE: 20220722
DATE AS OF CHANGE: 20220722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jenks Timothy Storrs
CENTRAL INDEX KEY: 0001488795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 221100444
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-07-20
0
0001227025
NEOPHOTONICS CORP
NPTN
0001488795
Jenks Timothy Storrs
3081 ZANKER RD
SAN JOSE
CA
95134
1
1
0
0
CEO
Common Stock
2022-07-20
4
D
0
15913
15.71
D
431334
D
Common Stock
2022-07-20
4
M
0
33950
0.0
A
465284
D
Common Stock
3076
I
As Trustee
Common Stock
32465
I
Trustee- CLAT
Common Stock
3200
I
Trustee-Family Trust
Common Stock
32465
I
Trustee-Spouse CLAT
Common Stock
3798
I
by Trust
Restricted Stock Units (right to acquire)
0.0
2022-07-20
2022-07-20
4
M
0
33950
0.0
D
2022-07-20
2025-07-20
Common Stock
33950
101850
D
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
By: /s/ Barbara Rogan For: Timothy S. Jenks
2022-07-22