0001227025-22-000102.txt : 20220707
0001227025-22-000102.hdr.sgml : 20220707
20220707200953
ACCESSION NUMBER: 0001227025-22-000102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220705
FILED AS OF DATE: 20220707
DATE AS OF CHANGE: 20220707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: cheung Chiyue
CENTRAL INDEX KEY: 0001489294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 221072641
MAIL ADDRESS:
STREET 1: 12TH SOUTH KEJI ROAD
STREET 2: SOUTH HI-TECH INDUSTRY PARK
CITY: SHENZHEN
STATE: F4
ZIP: 518057
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-07-05
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489294
cheung Chiyue
3081 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Chief Operating Officer
Restricted Stock Units (right to acquire)
0.0
2022-07-05
4
A
0
12500
0.0
A
2023-07-05
2023-07-05
Common Stock
12500
12500
D
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date.
By: /s/ Barbara Rogan For: Chi Yue Raymond Cheung
2022-07-07