0001227025-22-000091.txt : 20220706 0001227025-22-000091.hdr.sgml : 20220706 20220706162631 ACCESSION NUMBER: 0001227025-22-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220702 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Savage Sheri CENTRAL INDEX KEY: 0001667557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 221069053 MAIL ADDRESS: STREET 1: C/O ULTRA CLEAN HOLDINGS, INC. STREET 2: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 FORMER NAME: FORMER CONFORMED NAME: Brumm Sheri DATE OF NAME CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-07-02 0 0001227025 NEOPHOTONICS CORP NPTN 0001667557 Savage Sheri 3081 ZANKER RD SAN JOSE CA 95134 1 0 0 0 Common Stock 2022-07-02 4 M 0 4685 0.0 A 4685 D Restricted Stock Units (right to acquire) 0.0 2022-07-02 4 M 0 4685 0.0 D 2022-07-02 2022-07-02 Common Stock 4685 0 D Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. By: /s/ Barbara Rogan For: Sheri L. Savage 2022-07-06