0001227025-21-000256.txt : 20211229 0001227025-21-000256.hdr.sgml : 20211229 20211229163714 ACCESSION NUMBER: 0001227025-21-000256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jenks Timothy Storrs CENTRAL INDEX KEY: 0001488795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 211529268 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 3081 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-12-27 0 0001227025 NEOPHOTONICS CORP NPTN 0001488795 Jenks Timothy Storrs 3081 ZANKER RD SAN JOSE CA 95134 1 1 0 0 CEO Common Stock 2021-12-27 4 G 0 350 0.0 D 546910 D Common Stock 2021-12-28 4 G 0 950 0.0 D 545960 D Common Stock 2021-12-28 4 G 0 950 0.0 D 545010 D Common Stock 3076 I As Trustee Common Stock 3200 I Trustee-Family Trust Common Stock 3798 I by Trust This transaction represents a charitable donation. This transaction involved a gift of securities by the reporting person to his daughters. The reporting person disclaims beneficial ownership of the shares held by his daughters, and this report should not be deemed an admission that the reporting person in the beneficial owner of his daughters' shares for purposes of Section 16 or for any other purpose. Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996. By: /s/ Barbara Rogan, Attorney-in-fact For: Timothy S. Jenks 2021-12-28