0001227025-19-000097.txt : 20191115
0001227025-19-000097.hdr.sgml : 20191115
20191115191434
ACCESSION NUMBER: 0001227025-19-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wupen Yuen
CENTRAL INDEX KEY: 0001489550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 191225784
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-11-14
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489550
Wupen Yuen
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
VICE PRESIDENT GLOBAL PRODUCT
Common Stock
2019-11-14
4
M
0
11200
3.5
A
106685
D
Common Stock
2019-11-14
4
S
0
11200
8.5333
D
95485
D
Common Stock
2019-11-14
4
S
0
4063
8.5374
D
91422
D
Non-Qualified Stock Option (right to buy)
3.5
2019-11-14
4
M
0
11200
8.5333
D
2017-01-01
2020-01-26
Common Stock
11200
0
D
By: /s/Judi Otteson, Attorney-in-Fact For: Wupen Yuen
2019-11-15