0001227025-18-000095.txt : 20180912
0001227025-18-000095.hdr.sgml : 20180912
20180912163318
ACCESSION NUMBER: 0001227025-18-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180910
FILED AS OF DATE: 20180912
DATE AS OF CHANGE: 20180912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: cheung Chiyue
CENTRAL INDEX KEY: 0001489294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 181067141
MAIL ADDRESS:
STREET 1: 12TH SOUTH KEJI ROAD
STREET 2: SOUTH HI-TECH INDUSTRY PARK
CITY: SHENZHEN
STATE: F4
ZIP: 518057
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-09-10
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489294
cheung Chiyue
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Chief Operating Officer
Common Stock
2018-09-10
4
M
0
5000
3.5
A
5000
D
Common Stock
2018-09-10
4
S
0
5000
8.109
D
0
D
Common Stock
2018-09-10
4
M
0
5000
3.5
A
5000
D
Common Stock
2018-09-10
4
S
0
5000
8.109
D
0
D
Non-Qualified Stock Option (right to buy)
3.5
2018-09-10
4
M
0
5000
8.109
D
2018-11-03
Common Stock
5000
0
D
Non-Qualified Stock Option (right to buy)
3.5
2018-09-10
4
M
0
5000
8.109
D
2018-11-04
Common Stock
5000
0
D
Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
By: /s/ Judi Otteson, Attorney-in-Fact For: Chi Yue Raymond Cheung
2018-09-11