<SEC-DOCUMENT>0001227025-17-000011-index.html : 20170123 <SEC-HEADER>0001227025-17-000011.hdr.sgml : 20170123 <ACCEPTANCE-DATETIME>20170120173202 ACCESSION NUMBER: 0001227025-17-000011 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20170114 ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 17539381 BUSINESS ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 951342125 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>nptn-20170114x8k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: nptn-20170114x8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>nptn-20170114ex21cfabf4c.htm <DESCRIPTION>EX-2.1 <TEXT> Document 2 - file: nptn-20170114ex21cfabf4c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.2 <SEQUENCE>3 <FILENAME>nptn-20170114ex227d0bcd8.htm <DESCRIPTION>EX-2.2 <TEXT> Document 3 - file: nptn-20170114ex227d0bcd8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.3 <SEQUENCE>4 <FILENAME>nptn-20170114ex233cc0589.htm <DESCRIPTION>EX-2.3 <TEXT> Document 4 - file: nptn-20170114ex233cc0589.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>nptn-20170114ex991db41d6.htm <DESCRIPTION>EX-99.1 <TEXT> Document 5 - file: nptn-20170114ex991db41d6.htm
</DOCUMENT> </SEC-DOCUMENT>