0001227025-16-000191.txt : 20160817
0001227025-16-000191.hdr.sgml : 20160817
20160817185045
ACCESSION NUMBER: 0001227025-16-000191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160816
FILED AS OF DATE: 20160817
DATE AS OF CHANGE: 20160817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wupen Yuen
CENTRAL INDEX KEY: 0001489550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 161839699
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-16
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489550
Wupen Yuen
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
VICE PRESIDENT GLOBAL PRODUCT
Common Stock
2016-08-16
4
S
0
1373.0
15.0
D
36664
D
Common Stock
2016-08-16
4
S
0
1373.0
15.0
D
35291
D
Common Stock
2016-08-16
4
S
0
9983.0
15.0
D
25308
D
Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
By: /s/ Judi Otteson, General Counsel For: Wupen Yuen
2016-08-17