0001209191-17-036770.txt : 20170601
0001209191-17-036770.hdr.sgml : 20170601
20170601161240
ACCESSION NUMBER: 0001209191-17-036770
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUSNANO
CENTRAL INDEX KEY: 0001548606
STATE OF INCORPORATION: 1Z
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 17884870
BUSINESS ADDRESS:
STREET 1: 10A 60-LETIYA OKTYABRYA PROSPECT
CITY: MOSCOW
STATE: 1Z
ZIP: 117036
BUSINESS PHONE: 495-988-5388
MAIL ADDRESS:
STREET 1: 10A 60-LETIYA OKTYABRYA PROSPECT
CITY: MOSCOW
STATE: 1Z
ZIP: 117036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-30
0
0001227025
NEOPHOTONICS CORP
NPTN
0001548606
RUSNANO
PROSPECT 60-LETIYA OKTYABRYA 10A
MOSCOW
1Z
117036
RUSSIAN FEDERATION
0
0
1
0
Common Stock
2017-05-30
4
S
0
13000
9.071
D
4687005
D
Common Stock
2017-05-31
4
S
0
26000
9.07
D
4661005
D
This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
/s/ Yuri Udaltsov, Deputy Chairman of the Management Board of Management Company RUSNANO LLC
2017-06-01