0001209191-16-133030.txt : 20160718 0001209191-16-133030.hdr.sgml : 20160718 20160718161819 ACCESSION NUMBER: 0001209191-16-133030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160714 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 951342125 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Akhanov Dmitry CENTRAL INDEX KEY: 0001579447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 161771705 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-14 0 0001227025 NEOPHOTONICS CORP NPTN 0001579447 Akhanov Dmitry 2911 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2016-07-14 4 M 0 2880 0.00 A 10572 D Restricted Stock Units (right to acquire) 0.00 2016-07-14 4 M 0 2880 0.00 D 2016-07-14 Common Stock 2880 0 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock. The RSUs vested on the one year anniversary of the grant date, as the Reporting Person remained a member of the Board of Directors of the Company. /s/ Andrew Chew, as Attorney-in-Fact 2016-07-18