<SEC-DOCUMENT>0001183755-15-000008-index.html : 20150805 <SEC-HEADER>0001183755-15-000008.hdr.sgml : 20150805 <ACCEPTANCE-DATETIME>20150805164105 ACCESSION NUMBER: 0001183755-15-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150714 FILED AS OF DATE: 20150805 DATE AS OF CHANGE: 20150805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 951342125 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oak Investment Partners XI L P CENTRAL INDEX KEY: 0001299239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029511 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 204-226-8346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAK INVESTMENT PARTNERS X LTD PARTNERSHIP CENTRAL INDEX KEY: 0001131676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029513 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAK IX AFFILIATES FUND A LP CENTRAL INDEX KEY: 0001112125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029514 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 203-226-8346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAK IX AFFILIATES FUND LP CENTRAL INDEX KEY: 0001112201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029515 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 203-226-8346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAK INVESTMENT PARTNERS IX L P CENTRAL INDEX KEY: 0001095761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029516 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE STREET 2: SUITE 600 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARANO BANDEL L CENTRAL INDEX KEY: 0001183755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029517 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 1300 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAK X AFFILIATES FUND LP CENTRAL INDEX KEY: 0001143824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 151029512 BUSINESS ADDRESS: STREET 1: 901 MAIN AVENUE CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: 901 MAIN AVENUE CITY: NORWALK STATE: CT ZIP: 06851 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>edgar.xml <DESCRIPTION>PRIMARY DOCUMENT <TEXT> Document 1 - file: edgar.html
Document 1 - RAW XML: edgar.xml
</DOCUMENT> </SEC-DOCUMENT>