0001226886-21-000001.txt : 20210201 0001226886-21-000001.hdr.sgml : 20210201 20210201114448 ACCESSION NUMBER: 0001226886-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 EFFECTIVENESS DATE: 20210201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE WOODS CAPITAL INVESTORS, LLC CENTRAL INDEX KEY: 0001226886 IRS NUMBER: 133982412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10578 FILM NUMBER: 21575519 BUSINESS ADDRESS: STREET 1: 2500 WESTCHESTER AVE STREET 2: SUITE 300 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-251-0880 MAIL ADDRESS: STREET 1: 2500 WESTCHESTER AVE STREET 2: SUITE 300 CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE MANAGEMENT & RESEARCH LLC DATE OF NAME CHANGE: 20030410 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001226886 XXXXXXXX 12-31-2020 12-31-2020 ALPINE WOODS CAPITAL INVESTORS, LLC
2500 WESTCHESTER AVE SUITE 300 PURCHASE NY 10577
13F HOLDINGS REPORT 028-10578 N
Susan Norris Chief Compliance Officer 914-251-0880 Susan Norris Purchase NY 02-01-2021 1 219 820112 false 1 0001132700 028-06661 SAXON WOODS ADVISORS LLC
INFORMATION TABLE 2 aw13f2020-12.xml BERKSHIRE HATHAWAY INC DEL CL A 084670108 348 1 SH SOLE 1 0 0 1 LOCKHEED MARTIN CORP COM 539830109 231 650 SH SOLE 1 0 0 650 EQUINIX INC COM 29444U700 500 700 SH SOLE 1 700 0 0 AUTOZONE INC COM 053332102 1019 860 SH SOLE 1 860 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 354 1000 SH SOLE 1 0 0 1000 AMERIPRISE FINL INC COM 03076C106 214 1100 SH SOLE 1 0 0 1100 DANAHER CORPORATION COM 235851102 268 1208 SH SOLE 1 0 0 1208 BLACKROCK INC COM 09247X101 947 1313 SH SOLE 1 0 0 1313 WHIRLPOOL CORP COM 963320106 271 1500 SH SOLE 1 0 0 1500 STRYKER CORPORATION COM 863667101 387 1580 SH SOLE 1 0 0 1580 CARLISLE COS INC COM 142339100 250 1600 SH SOLE 1 0 0 1600 ALEXANDERS INC COM 014752109 445 1603 SH SOLE 1 0 0 1603 SALESFORCE COM INC COM 79466L302 401 1800 SH SOLE 1 1800 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 2165 1900 SH SOLE 1 1900 0 0 PALO ALTO NETWORKS INC COM 697435105 693 1949 SH SOLE 1 1949 0 0 HUBSPOT INC COM 443573100 793 2000 SH SOLE 1 0 0 2000 CAPITAL ONE FINL CORP COM 14040H105 209 2112 SH SOLE 1 0 0 2112 ILLINOIS TOOL WKS INC COM 452308109 440 2157 SH SOLE 1 0 0 2157 VANGUARD INDEX FDS GROWTH ETF 922908736 557 2200 SH SOLE 1 0 0 2200 GALLAGHER ARTHUR J & CO COM 363576109 286 2310 SH SOLE 1 0 0 2310 INTUIT COM 461202103 912 2400 SH SOLE 1 2400 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 425 2500 SH SOLE 1 0 0 2500 TWILIO INC CL A 90138F102 846 2500 SH SOLE 1 0 0 2500 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 584 2510 SH SOLE 1 500 0 2010 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 477 2675 SH SOLE 1 0 0 2675 VERTEX PHARMACEUTICALS INC COM 92532F100 657 2781 SH SOLE 1 0 0 2781 REPUBLIC SVCS INC COM 760759100 270 2805 SH SOLE 1 2805 0 0 UNITEDHEALTH GROUP INC COM 91324P102 990 2824 SH SOLE 1 0 0 2824 OREILLY AUTOMOTIVE INC COM 67103H107 1285 2839 SH SOLE 1 0 0 2839 AMAZON COM INC COM 023135106 9250 2840 SH SOLE 1 1735 0 1105 CHEMED CORP NEW COM 16359R103 1598 3000 SH SOLE 1 3000 0 0 ISHARES TR US BR DEL SE ETF 464288794 239 3000 SH SOLE 1 0 0 3000 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 234 3000 SH SOLE 1 0 0 3000 COPART INC COM 217204106 382 3000 SH SOLE 1 3000 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 293 3200 SH SOLE 1 0 0 3200 INTERNATIONAL BUSINESS MACHS COM 459200101 403 3205 SH SOLE 1 0 0 3205 ZIMMER BIOMET HOLDINGS INC COM 98956P102 501 3250 SH SOLE 1 0 0 3250 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 333 3500 SH SOLE 1 0 0 3500 MASTERCARD INCORPORATED CL A 57636Q104 1357 3801 SH SOLE 1 250 0 3551 MKS INSTRS INC COM 55306N104 602 4000 SH SOLE 1 0 0 4000 VANGUARD INDEX FDS SM CP VAL ETF 922908611 585 4113 SH SOLE 1 0 0 4113 VANGUARD INDEX FDS VALUE ETF 922908744 583 4902 SH SOLE 1 0 0 4902 KARUNA THERAPEUTICS INC COM 48576A100 508 5000 SH SOLE 1 5000 0 0 RINGCENTRAL INC CL A 76680R206 1895 5000 SH SOLE 1 5000 0 0 SHERWIN WILLIAMS CO COM 824348106 3737 5085 SH SOLE 1 2800 0 2285 IPG PHOTONICS CORP COM 44980X109 1164 5200 SH SOLE 1 5200 0 0 ISHARES TR EXPANDED TECH 464287515 1877 5300 SH SOLE 1 0 0 5300 XCEL ENERGY INC COM 98389B100 363 5450 SH SOLE 1 0 0 5450 GILEAD SCIENCES INC COM 375558103 338 5800 SH SOLE 1 0 0 5800 VICOR CORP COM 925815102 553 6000 SH SOLE 1 6000 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 324 6000 SH SOLE 1 0 0 6000 EXXON MOBIL CORP COM 30231G102 251 6100 SH SOLE 1 6100 0 0 ECOLAB INC COM 278865100 1328 6137 SH SOLE 1 1600 0 4537 SYNOPSYS INC COM 871607107 1763 6800 SH SOLE 1 6800 0 0 NORTHROP GRUMMAN CORP COM 666807102 2095 6875 SH SOLE 1 3500 0 3375 REGENERON PHARMACEUTICALS COM 75886F107 3346 6925 SH SOLE 1 4400 0 2525 CHARLES RIV LABS INTL INC COM 159864107 1743 6975 SH SOLE 1 5000 0 1975 VERISK ANALYTICS INC COM 92345Y106 1453 7000 SH SOLE 1 7000 0 0 SPDR SER TR S&P REGL BKG 78464A698 370 7117 SH SOLE 1 0 0 7117 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1186 7200 SH SOLE 1 0 0 7200 FAIR ISAAC CORP COM 303250104 3707 7253 SH SOLE 1 5106 0 2147 CMS ENERGY CORP COM 125896100 458 7500 SH SOLE 1 0 0 7500 SVB FINANCIAL GROUP COM 78486Q101 2948 7600 SH SOLE 1 7600 0 0 VEEVA SYS INC CL A COM 922475108 2179 8003 SH SOLE 1 8003 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 788 8220 SH SOLE 1 2300 0 5920 CITIZENS FINL GROUP INC COM 174610105 295 8263 SH SOLE 1 0 0 8263 ALPHABET INC CAP STK CL A 02079K305 15502 8845 SH SOLE 1 8000 0 845 KIMBERLY-CLARK CORP COM 494368103 1199 8890 SH SOLE 1 0 0 8890 GLACIER BANCORP INC NEW COM 37637Q105 414 9000 SH SOLE 1 0 0 9000 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 931 9000 SH SOLE 1 0 0 9000 ARK ETF TR NEXT GNRTN INTER 00214Q401 1317 9000 SH SOLE 1 0 0 9000 CINTAS CORP COM 172908105 3304 9348 SH SOLE 1 4000 0 5348 ULTA BEAUTY INC COM 90384S303 2700 9402 SH SOLE 1 9402 0 0 ALPHABET INC CAP STK CL C 02079K107 16587 9468 SH SOLE 1 6820 0 2648 KLA CORP COM NEW 482480100 2473 9550 SH SOLE 1 8750 0 800 QUEST DIAGNOSTICS INC COM 74834L100 1143 9588 SH SOLE 1 9588 0 0 BARRICK GOLD CORP COM 067901108 227 9955 SH SOLE 1 0 0 9955 ARK ETF TR INNOVATION ETF 00214Q104 1245 10000 SH SOLE 1 0 0 10000 WISDOMTREE TR US SMALLCAP DIVD 97717W604 266 10000 SH SOLE 1 0 0 10000 AMARIN CORP PLC SPONS ADR NEW 023111206 49 10000 SH SOLE 1 10000 0 0 SITIME CORP COM 82982T106 1147 10250 SH SOLE 1 10250 0 0 CONSOLIDATED EDISON INC COM 209115104 759 10505 SH SOLE 1 0 0 10505 DUKE ENERGY CORP NEW COM NEW 26441C204 987 10783 SH SOLE 1 0 0 10783 LGI HOMES INC COM 50187T106 1196 11300 SH SOLE 1 0 0 11300 ZOETIS INC CL A 98978V103 1893 11436 SH SOLE 1 8000 0 3436 NVIDIA CORPORATION COM 67066G104 6360 12179 SH SOLE 1 9000 0 3179 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 1923 12500 SH SOLE 1 0 0 12500 MICROSOFT CORP COM 594918104 2799 12586 SH SOLE 1 2000 0 10586 AMEDISYS INC COM 023436108 3860 13158 SH SOLE 1 12000 0 1158 UNIVERSAL DISPLAY CORP COM 91347P105 3062 13323 SH SOLE 1 8500 0 4823 ANSYS INC COM 03662Q105 4868 13381 SH SOLE 1 8600 0 4781 THERMO FISHER SCIENTIFIC INC COM 883556102 6339 13609 SH SOLE 1 8000 0 5609 LENNAR CORP CL B 526057302 840 13728 SH SOLE 1 13728 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1588 14000 SH SOLE 1 0 0 14000 HOULIHAN LOKEY INC CL A 441593100 950 14133 SH SOLE 1 0 0 14133 HUMANA INC COM 444859102 6079 14818 SH SOLE 1 12500 0 2318 TELEFLEX INCORPORATED COM 879369106 6315 15344 SH SOLE 1 10600 0 4744 DOLLAR GEN CORP NEW COM 256677105 3285 15619 SH SOLE 1 9100 0 6519 RAYMOND JAMES FINL INC COM 754730109 1531 16000 SH SOLE 1 16000 0 0 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 216 16000 SH SOLE 1 0 0 16000 CODEXIS INC COM 192005106 349 16000 SH SOLE 1 16000 0 0 AVERY DENNISON CORP COM 053611109 2497 16100 SH SOLE 1 13000 0 3100 UNION PAC CORP COM 907818108 3404 16350 SH SOLE 1 0 0 16350 INMODE LTD SHS M5425M103 776 16350 SH SOLE 1 16350 0 0 M & T BK CORP COM 55261F104 2110 16575 SH SOLE 1 0 0 16575 SIMON PPTY GROUP INC NEW COM 828806109 1416 16607 SH SOLE 1 0 0 16607 PFIZER INC COM 717081103 623 16928 SH SOLE 1 0 0 16928 TETRA TECH INC NEW COM 88162G103 1970 17015 SH SOLE 1 17015 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1881 17279 SH SOLE 1 0 0 17279 ORACLE CORP COM 68389X105 1166 18028 SH SOLE 1 13300 0 4728 LUMENTUM HLDGS INC COM 55024U109 1725 18200 SH SOLE 1 18200 0 0 FACEBOOK INC CL A 30303M102 5062 18531 SH SOLE 1 14500 0 4031 UNITED RENTALS INC COM 911363109 4304 18560 SH SOLE 1 18560 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3103 18800 SH SOLE 1 18800 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3941 19362 SH SOLE 1 13000 0 6362 ILLUMINA INC COM 452327109 7175 19392 SH SOLE 1 19392 0 0 WASTE MGMT INC DEL COM 94106L109 2316 19637 SH SOLE 1 11000 0 8637 FIDELITY NATL INFORMATION SV COM 31620M106 2817 19915 SH SOLE 1 7000 0 12915 AMICUS THERAPEUTICS INC COM 03152W109 462 20000 SH SOLE 1 20000 0 0 MOLINA HEALTHCARE INC COM 60855R100 4275 20100 SH SOLE 1 20100 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 16705 20419 SH SOLE 1 16500 0 3919 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1052 21000 SH SOLE 1 0 0 21000 CITIGROUP INC COM NEW 172967424 1357 22000 SH SOLE 1 22000 0 0 HAEMONETICS CORP COM 405024100 2658 22382 SH SOLE 1 14000 0 8382 BECTON DICKINSON & CO COM 075887109 5633 22514 SH SOLE 1 15000 0 7514 MASTEC INC COM 576323109 1575 23100 SH SOLE 1 23100 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 564 23642 SH SOLE 1 0 0 23642 LOGITECH INTL S A SHS H50430232 2304 23705 SH SOLE 1 19000 0 4705 LEIDOS HOLDINGS INC COM 525327102 2493 23720 SH SOLE 1 15000 0 8720 CENTURY CMNTYS INC COM 156504300 1051 24000 SH SOLE 1 0 0 24000 AIR PRODS & CHEMS INC COM 009158106 6588 24113 SH SOLE 1 0 0 24113 BROADCOM INC COM 11135F101 10595 24197 SH SOLE 1 4500 0 19697 GALAPAGOS NV SPON ADR 36315X101 2530 25563 SH SOLE 1 17000 0 8563 PAYPAL HLDGS INC COM 70450Y103 5993 25588 SH SOLE 1 19700 0 5888 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 9844 25613 SH SOLE 1 22000 0 3613 T-MOBILE US INC COM 872590104 3523 26126 SH SOLE 1 11250 0 14876 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4261 26500 SH SOLE 1 0 0 26500 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1106 26886 SH SOLE 1 0 0 26886 LCI INDS COM 50189K103 3566 27500 SH SOLE 1 27500 0 0 APTIV PLC SHS G6095L109 3631 27870 SH SOLE 1 15000 0 12870 HEICO CORP NEW COM 422806109 3756 28365 SH SOLE 1 21500 0 6865 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1379 29000 SH SOLE 1 0 0 29000 AMERICOLD RLTY TR COM 03064D108 1099 29445 SH SOLE 1 0 0 29445 JACOBS ENGR GROUP INC COM 469814107 3281 30108 SH SOLE 1 20000 0 10108 ANTHEM INC COM 036752103 9922 30900 SH SOLE 1 29000 0 1900 ENTERGY CORP NEW COM 29364G103 3116 31211 SH SOLE 1 0 0 31211 FEDEX CORP COM 31428X106 8355 32183 SH SOLE 1 20300 0 11883 AMGEN INC COM 031162100 7448 32393 SH SOLE 1 11700 0 20693 VISA INC COM CL A 92826C839 7216 32992 SH SOLE 1 26700 0 6292 TARGET CORP COM 87612E106 5863 33212 SH SOLE 1 4200 0 29012 SPDR SER TR S&P BIOTECH 78464A870 4678 33230 SH SOLE 1 0 0 33230 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4525 34800 SH SOLE 1 0 0 34800 GARMIN LTD SHS H2906T109 4170 34846 SH SOLE 1 18800 0 16046 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 5389 35194 SH SOLE 1 23300 0 11894 SNAP ON INC COM 833034101 6171 36060 SH SOLE 1 25000 0 11060 CANOPY GROWTH CORP COM 138035100 916 37190 SH SOLE 1 24000 0 13190 ABBOTT LABS COM 002824100 4086 37321 SH SOLE 1 14000 0 23321 PEPSICO INC COM 713448108 5660 38168 SH SOLE 1 0 0 38168 ACADIA PHARMACEUTICALS INC COM 004225108 2085 39000 SH SOLE 1 39000 0 0 ROSS STORES INC COM 778296103 4888 39800 SH SOLE 1 39800 0 0 AMDOCS LTD SHS G02602103 2876 40541 SH SOLE 1 13600 0 26941 MOTOROLA SOLUTIONS INC COM NEW 620076307 6964 40953 SH SOLE 1 22350 0 18603 ADVANCED MICRO DEVICES INC COM 007903107 3879 42300 SH SOLE 1 17000 0 25300 L3HARRIS TECHNOLOGIES INC COM 502431109 8041 42542 SH SOLE 1 23900 0 18642 CARRIER GLOBAL CORPORATION COM 14448C104 1644 43595 SH SOLE 1 34000 0 9595 INTERCONTINENTAL EXCHANGE IN COM 45866F104 5047 43775 SH SOLE 1 26500 0 17275 PULTE GROUP INC COM 745867101 1900 44064 SH SOLE 1 44064 0 0 MEDTRONIC PLC SHS G5960L103 5289 45150 SH SOLE 1 30500 0 14650 AMERICAN ELEC PWR CO INC COM 025537101 3794 45557 SH SOLE 1 0 0 45557 COMCAST CORP NEW CL A 20030N101 2500 47713 SH SOLE 1 36000 0 11713 CUBIC CORP COM 229669106 2993 48245 SH SOLE 1 35000 0 13245 TRANE TECHNOLOGIES PLC SHS G8994E103 7039 48492 SH SOLE 1 10000 0 38492 EMERSON ELEC CO COM 291011104 3964 49316 SH SOLE 1 0 0 49316 AC IMMUNE SA SHS H00263105 259 50000 SH SOLE 1 50000 0 0 FIRST AMERN FINL CORP COM 31847R102 2642 51171 SH SOLE 1 0 0 51171 PROSHARES TR SHRT RUSSELL2000 74348A210 1347 53000 SH SOLE 1 53000 0 0 HOME DEPOT INC COM 437076102 14154 53288 SH SOLE 1 22750 0 30538 LENNAR CORP CL A 526057104 4155 54500 SH SOLE 1 45000 0 9500 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3779 56000 SH SOLE 1 0 0 56000 SMUCKER J M CO COM NEW 832696405 6659 57608 SH SOLE 1 0 0 57608 CARA THERAPEUTICS INC COM 140755109 876 57927 SH SOLE 1 0 0 57927 D R HORTON INC COM 23331A109 4095 59421 SH SOLE 1 45000 0 14421 DIGITAL RLTY TR INC COM 253868103 8432 60442 SH SOLE 1 24000 0 36442 ABBVIE INC COM 00287Y109 6567 61291 SH SOLE 1 23000 0 38291 QUALCOMM INC COM 747525103 9692 63618 SH SOLE 1 28000 0 35618 EDWARDS LIFESCIENCES CORP COM 28176E108 6149 67398 SH SOLE 1 60000 0 7398 ANTARES PHARMA INC COM 036642106 275 69000 SH SOLE 1 69000 0 0 NEXTERA ENERGY INC COM 65339F101 5466 70844 SH SOLE 1 9200 0 61644 FLIR SYS INC COM 302445101 3226 73600 SH SOLE 1 73600 0 0 CME GROUP INC COM 12572Q105 14250 78273 SH SOLE 1 68000 0 10273 FISERV INC COM 337738108 9249 81233 SH SOLE 1 76000 0 5233 SPDR GOLD TR GOLD SHS 78463V107 14875 83400 SH SOLE 1 49000 0 34400 AEROJET ROCKETDYNE HLDGS INC COM 007800105 4469 84566 SH SOLE 1 43000 0 41566 TJX COS INC NEW COM 872540109 5821 85244 SH SOLE 1 58247 0 26997 JOHNSON & JOHNSON COM 478160104 13440 85401 SH SOLE 1 24200 0 61201 METLIFE INC COM 59156R108 4037 85983 SH SOLE 1 19000 0 66983 MERCK & CO. INC COM 58933Y105 7194 87947 SH SOLE 1 16500 0 71447 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 9834 90183 SH SOLE 1 0 0 90183 INVESTORS BANCORP INC NEW COM 46146L101 954 90302 SH SOLE 1 74901 0 15401 VERIZON COMMUNICATIONS INC COM 92343V104 5601 95343 SH SOLE 1 0 0 95343 INGREDION INC COM 457187102 7794 99067 SH SOLE 1 37300 0 61767 PROSHARES TR SHORT QQQ NEW 74347B714 1441 100000 SH SOLE 1 100000 0 0 VALVOLINE INC COM 92047W101 2320 100242 SH SOLE 1 45000 0 55242 JPMORGAN CHASE & CO COM 46625H100 13544 106587 SH SOLE 1 43500 0 63087 V F CORP COM 918204108 9321 109137 SH SOLE 1 49700 0 59437 CYRUSONE INC COM 23283R100 8206 112175 SH SOLE 1 65000 0 47175 RAYTHEON TECHNOLOGIES CORP COM 75513E101 9005 125922 SH SOLE 1 57352 0 68570 INTEL CORP COM 458140100 6307 126594 SH SOLE 1 94000 0 32594 BANK NEW YORK MELLON CORP COM 064058100 5424 127801 SH SOLE 1 27000 0 100801 AT&T INC COM 00206R102 4176 145187 SH SOLE 1 0 0 145187 AUDIOCODES LTD ORD M15342104 4841 175718 SH SOLE 1 122000 0 53718 MONDELEZ INTL INC CL A 609207105 10390 177695 SH SOLE 1 53900 0 123795 PLUG POWER INC COM NEW 72919P202 8327 245556 SH SOLE 1 140000 0 105556 CISCO SYS INC COM 17275R102 11376 254202 SH SOLE 1 110200 0 144002 APPLE INC COM 037833100 34336 258768 SH SOLE 1 240300 0 18468 IMAX CORP COM 45245E109 4998 277358 SH SOLE 1 153000 0 124358 BK OF AMERICA CORP COM 060505104 13936 459794 SH SOLE 1 402568 0 57226 AES CORP COM 00130H105 12137 516455 SH SOLE 1 288000 0 228455 WELLS FARGO CO NEW COM 949746101 24795 821573 SH SOLE 1 0 0 821573