0001193125-12-470547.txt : 20121114 0001193125-12-470547.hdr.sgml : 20121114 20121114160132 ACCESSION NUMBER: 0001193125-12-470547 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 121204302 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 d436086d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sept. 30, 2012 Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Ave. Suite 1100 West Palm Beach, FL 33401 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: CFO Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. West Palm Beach, FL 9-30-12 _______________________ ________________________ _______________________ [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-____________________ ________________________________________________ [Repeat as necessary.] ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: 515,189 _____________________________ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ___ 28-____________________ ____________________________________ [Repeat as necessary.] FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM STK COM 002824100 3284 47905 SH Sole 47905 ACCURIDE CORP NEW COM STK COM 00439T206 3029 650000 SH Sole 650000 AMAZON COM INC COM STK COM 023135106 10173 40000 SH PUT Sole 40000 12716 50000 SH PUT Sole 50000 5086 20000 SH PUT Sole 20000 5086 20000 SH PUT Sole 20000 5086 20000 SH PUT Sole 20000 AMERIS BANCORP COM STK COM 03076K108 1561 124024 SH Sole 124024 ATHENAHEALTH INC COM STK COM 04685W103 2753 30000 SH PUT Sole 30000 9177 100000 SH PUT Sole 100000 CLOUD PEAK ENERGY INC COM STK COM 18911Q102 1889 104367 SH Sole 104367 CNO FINANCIAL GROUP INC COM ST COM 12621E103 21639 2242400 SH Sole 2242400 DEERE & CO COM COM 244199105 3728 45201 SH Sole 45201 DEVON ENERGY CORP COM STK COM 25179M103 6958 115000 SH Sole 115000 FLOW INTERNATIONAL CORP (FORME COM 343468104 9802 2649187 SH Sole 2649187 FOX CHASE BANCORP INC COM ST COM 35137T108 1281 82014 SH Sole 82014 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 3958 100000 SH PUT Sole 100000 1979 50000 SH PUT Sole 50000 FTI CONSULTING INC COM STK COM 302941109 1334 50000 SH PUT Sole 50000 5336 200000 SH PUT Sole 200000 2668 100000 SH PUT Sole 100000 5336 200000 SH PUT Sole 200000 8004 300000 SH PUT Sole 300000 4925 184600 SH PUT Sole 184600 15474 580000 SH PUT Sole 580000 187 7000 SH PUT Sole 7000
2668 100000 SH PUT Sole 100000 2668 100000 SH PUT Sole 100000 GAMESTOP CORP NEW CLASS A COM 36467w109 1050 50000 SH PUT Sole 50000 GREAT LAKES DREDGE & DOCK COR COM 390607109 9240 1200000 SH Sole 1200000 HERITAGE FINANCIAL GROUP INC COM 42726X102 4691 357009 SH Sole 357009 HMN FINANCIAL INC COM STK COM 40424G108 646 205232 SH Sole 205232 ISB FINL CORP IOWA COM STK COM 598511103 1080 50119 SH Sole 50119 JARDEN CORP COM STK COM 471109108 983 18600 SH PUT Sole 18600 5284 100000 SH PUT Sole 100000 3937 74500 SH PUT Sole 74500 5284 100000 SH PUT Sole 100000 5284 100000 SH PUT Sole 100000 10568 200000 SH PUT Sole 200000 JOHNSON & JOHNSON COM COM 478160104 2687 39000 SH Sole 39000 KINROSS GOLD CORP NEW COM 496902404 1991 195000 SH Sole 195000 LANCASTER COLONY CORP COM STK COM 513847103 3296 45000 SH Sole 45000 LULULEMON ATHLETICA INC COM 550021109 8133 110000 SH PUT Sole 110000 11091 150000 SH PUT Sole 150000 2218 30000 SH PUT Sole 30000 LUMBER LIQUIDATORS HLDGS COM COM 55003T107 2032 40100 SH PUT Sole 40100 MARKET VECTORS GOLD MINERS COM 57060U100 1342 25000 SH Sole 25000 MB FINANCIAL INC COM 55264U108 2956 149662 SH Sole 149662 MICROSOFT CORP COM STK COM 594918104 3872 130100 SH Sole 130100 MIDDLEBURG FINANCIALCORP COM 596094102 3514 197852 SH Sole 197852 MVC CAP INC COM STK COM 553829102 4859 379580 SH Sole 379580 NEWMONT MINING CORP COM STK COM 651639106 5602 100000 SH Sole 100000 OLD REP INTL CORP COM STK COM 680223104 10881 1170000 SH Sole 1170000 PATTERSON-UTI ENERGY INC (EX P COM 703481101 1582 100000 SH Sole 100000 PENN WEST PETROLEUM LTD COM ST COM 707887105 5340 375000 SH Sole 375000 POOL CORP COM STK COM 73278L105 2079 50000 SH PUT Sole 50000 RENTECH INC COM STK COM 760112102 2313 940269 SH Sole 940269 SALESFORCE COM INC COM STK COM 79466L302 36646 240000 SH PUT Sole 240000
24430 160000 SH PUT Sole 160000 7635 50000 SH PUT Sole 50000 7635 50000 SH PUT Sole 50000 6108 40000 SH PUT Sole 40000 SCHWAB CHARLES CORP NEW COM ST COM 808513105 7032 550000 SH Sole 550000 SEACOAST BKG CORP FLA COMMON COM 811707306 2958 1860609 SH Sole 1860609 SHERWIN WILLIAMS CO COM STK COM 824348106 5956 40000 SH PUT Sole 40000 5465 36700 SH PUT Sole 36700 SJW CORP COM STK COM 784305104 5279 208181 SH Sole 208181 SNYDERS-LANCE INC COM STK COM 833551104 11620 465000 SH Sole 465000 SPDR GOLD TRUST COM 78463V107 7020 40842 SH Sole 40842 STRYKER CORP COM COM 863667101 11043 198400 SH Sole 198400 TELLABS INC COM STK COM 879664100 1410 400000 SH Sole 400000 TIMKEN CO COM STK COM 887389104 2230 60000 SH Sole 60000 WEST MARINE INC COM STK COM 954235107 3986 375000 SH Sole 375000 WESTERN UNION CO COM 959802109 6013 330000 SH Sole 330000 CHINA LIFE INSURANCECO ADR ADR 16939P106 4337 100000 SH PUT Sole 100000 3036 70000 SH PUT Sole 70000 7373 170000 SH PUT Sole 170000 ENSCO PLC COM STK ADR G3157S106 9548 175000 SH Sole 175000 RIO TINTO PLC ADR ADR 767204100 2806 60000 SH PUT Sole 60000 2338 50000 SH PUT Sole 50000 STATOIL ASA ADR 85771P102 5803 225000 SH Sole 225000 VALE S.A ADR ADR 91912E105 1790 100000 SH PUT Sole 100000 1790 100000 SH PUT Sole 100000 1640 91600 SH PUT Sole 91600 1953 109100 SH PUT Sole 109100 1790 100000 SH PUT Sole 100000 CURRENCYSHARES AUSTRALIAN 23129U101 10400 100000 SH PUT Sole 100000 KCN CB 1.75 15MAR2028 CONV 496902AD9 14005 14000000 PRN Sole 14000000 ORI CB 3.75 15MAR2018 CONV 680223AH7 12487 12556000 PRN Sole 12556000