0001193125-12-470547.txt : 20121114
0001193125-12-470547.hdr.sgml : 20121114
20121114160132
ACCESSION NUMBER: 0001193125-12-470547
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC
CENTRAL INDEX KEY: 0001226779
IRS NUMBER: 650273191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10442
FILM NUMBER: 121204302
BUSINESS ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 5618324110
MAIL ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
13F-HR
1
d436086d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Sept. 30, 2012
Check here if Amendment [_]; Amendment Number: ________________________________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Otter Creek Management, Inc.
Address: 222 Lakeview Ave.
Suite 1100
West Palm Beach, FL 33401
Form 13F File Number: 28-10442
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph W. O'Neill Jr.
Title: CFO
Phone: 561-832-4110
Signature, Place, and Date of Signing:
/s/ Joseph W. O'Neill Jr. West Palm Beach, FL 9-30-12
_______________________ ________________________ _______________________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-____________________ ________________________________________________
[Repeat as necessary.]
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 89
Form 13F Information Table Value Total: 515,189
_____________________________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
___ 28-____________________ ____________________________________
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM STK COM 002824100 3284 47905 SH Sole 47905
ACCURIDE CORP NEW COM STK COM 00439T206 3029 650000 SH Sole 650000
AMAZON COM INC COM STK COM 023135106 10173 40000 SH PUT Sole 40000
12716 50000 SH PUT Sole 50000
5086 20000 SH PUT Sole 20000
5086 20000 SH PUT Sole 20000
5086 20000 SH PUT Sole 20000
AMERIS BANCORP COM STK COM 03076K108 1561 124024 SH Sole 124024
ATHENAHEALTH INC COM STK COM 04685W103 2753 30000 SH PUT Sole 30000
9177 100000 SH PUT Sole 100000
CLOUD PEAK ENERGY INC COM STK COM 18911Q102 1889 104367 SH Sole 104367
CNO FINANCIAL GROUP INC COM ST COM 12621E103 21639 2242400 SH Sole 2242400
DEERE & CO COM COM 244199105 3728 45201 SH Sole 45201
DEVON ENERGY CORP COM STK COM 25179M103 6958 115000 SH Sole 115000
FLOW INTERNATIONAL CORP (FORME COM 343468104 9802 2649187 SH Sole 2649187
FOX CHASE BANCORP INC COM ST COM 35137T108 1281 82014 SH Sole 82014
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 3958 100000 SH PUT Sole 100000
1979 50000 SH PUT Sole 50000
FTI CONSULTING INC COM STK COM 302941109 1334 50000 SH PUT Sole 50000
5336 200000 SH PUT Sole 200000
2668 100000 SH PUT Sole 100000
5336 200000 SH PUT Sole 200000
8004 300000 SH PUT Sole 300000
4925 184600 SH PUT Sole 184600
15474 580000 SH PUT Sole 580000
187 7000 SH PUT Sole 7000
2668 100000 SH PUT Sole 100000
2668 100000 SH PUT Sole 100000
GAMESTOP CORP NEW CLASS A COM 36467w109 1050 50000 SH PUT Sole 50000
GREAT LAKES DREDGE & DOCK COR COM 390607109 9240 1200000 SH Sole 1200000
HERITAGE FINANCIAL GROUP INC COM 42726X102 4691 357009 SH Sole 357009
HMN FINANCIAL INC COM STK COM 40424G108 646 205232 SH Sole 205232
ISB FINL CORP IOWA COM STK COM 598511103 1080 50119 SH Sole 50119
JARDEN CORP COM STK COM 471109108 983 18600 SH PUT Sole 18600
5284 100000 SH PUT Sole 100000
3937 74500 SH PUT Sole 74500
5284 100000 SH PUT Sole 100000
5284 100000 SH PUT Sole 100000
10568 200000 SH PUT Sole 200000
JOHNSON & JOHNSON COM COM 478160104 2687 39000 SH Sole 39000
KINROSS GOLD CORP NEW COM 496902404 1991 195000 SH Sole 195000
LANCASTER COLONY CORP COM STK COM 513847103 3296 45000 SH Sole 45000
LULULEMON ATHLETICA INC COM 550021109 8133 110000 SH PUT Sole 110000
11091 150000 SH PUT Sole 150000
2218 30000 SH PUT Sole 30000
LUMBER LIQUIDATORS HLDGS COM COM 55003T107 2032 40100 SH PUT Sole 40100
MARKET VECTORS GOLD MINERS COM 57060U100 1342 25000 SH Sole 25000
MB FINANCIAL INC COM 55264U108 2956 149662 SH Sole 149662
MICROSOFT CORP COM STK COM 594918104 3872 130100 SH Sole 130100
MIDDLEBURG FINANCIALCORP COM 596094102 3514 197852 SH Sole 197852
MVC CAP INC COM STK COM 553829102 4859 379580 SH Sole 379580
NEWMONT MINING CORP COM STK COM 651639106 5602 100000 SH Sole 100000
OLD REP INTL CORP COM STK COM 680223104 10881 1170000 SH Sole 1170000
PATTERSON-UTI ENERGY INC (EX P COM 703481101 1582 100000 SH Sole 100000
PENN WEST PETROLEUM LTD COM ST COM 707887105 5340 375000 SH Sole 375000
POOL CORP COM STK COM 73278L105 2079 50000 SH PUT Sole 50000
RENTECH INC COM STK COM 760112102 2313 940269 SH Sole 940269
SALESFORCE COM INC COM STK COM 79466L302 36646 240000 SH PUT Sole 240000
24430 160000 SH PUT Sole 160000
7635 50000 SH PUT Sole 50000
7635 50000 SH PUT Sole 50000
6108 40000 SH PUT Sole 40000
SCHWAB CHARLES CORP NEW COM ST COM 808513105 7032 550000 SH Sole 550000
SEACOAST BKG CORP FLA COMMON COM 811707306 2958 1860609 SH Sole 1860609
SHERWIN WILLIAMS CO COM STK COM 824348106 5956 40000 SH PUT Sole 40000
5465 36700 SH PUT Sole 36700
SJW CORP COM STK COM 784305104 5279 208181 SH Sole 208181
SNYDERS-LANCE INC COM STK COM 833551104 11620 465000 SH Sole 465000
SPDR GOLD TRUST COM 78463V107 7020 40842 SH Sole 40842
STRYKER CORP COM COM 863667101 11043 198400 SH Sole 198400
TELLABS INC COM STK COM 879664100 1410 400000 SH Sole 400000
TIMKEN CO COM STK COM 887389104 2230 60000 SH Sole 60000
WEST MARINE INC COM STK COM 954235107 3986 375000 SH Sole 375000
WESTERN UNION CO COM 959802109 6013 330000 SH Sole 330000
CHINA LIFE INSURANCECO ADR ADR 16939P106 4337 100000 SH PUT Sole 100000
3036 70000 SH PUT Sole 70000
7373 170000 SH PUT Sole 170000
ENSCO PLC COM STK ADR G3157S106 9548 175000 SH Sole 175000
RIO TINTO PLC ADR ADR 767204100 2806 60000 SH PUT Sole 60000
2338 50000 SH PUT Sole 50000
STATOIL ASA ADR 85771P102 5803 225000 SH Sole 225000
VALE S.A ADR ADR 91912E105 1790 100000 SH PUT Sole 100000
1790 100000 SH PUT Sole 100000
1640 91600 SH PUT Sole 91600
1953 109100 SH PUT Sole 109100
1790 100000 SH PUT Sole 100000
CURRENCYSHARES AUSTRALIAN 23129U101 10400 100000 SH PUT Sole 100000
KCN CB 1.75 15MAR2028 CONV 496902AD9 14005 14000000 PRN Sole 14000000
ORI CB 3.75 15MAR2018 CONV 680223AH7 12487 12556000 PRN Sole 12556000