0001193125-12-234970.txt : 20120515
0001193125-12-234970.hdr.sgml : 20120515
20120515171527
ACCESSION NUMBER: 0001193125-12-234970
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC
CENTRAL INDEX KEY: 0001226779
IRS NUMBER: 650273191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10442
FILM NUMBER: 12845988
BUSINESS ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 5618324110
MAIL ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
13F-HR
1
d353344d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [_]; Amendment Number:__________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Otter Creek Management, Inc.
Address: 222 Lakeview Avenue
Suite 1100
West Palm Beach, FL 33401
Form 13F File Number: 28-___________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph W. O'Neill Jr.
Title: Chief Financial Officer
Phone: (561) 832-4110
Signature, Place, and Date of Signing:
/s/ Joseph W. O'Neill Jr. West Palm Beach, FL 5-15-12
------------------------- ------------------------ -------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-___________________ _________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total: 512,887
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
____ 28-____________________ ___________________________
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- -------- ------ -----
A.O.SMITH CORP COM STK COM 831865209 3852 85691 SH Sole 85691
ABBOTT LABORATORIES COM STK COM 002824100 4468 72905 SH Sole 72905
ACCURIDE CORP NEW COM STK COM 00439T206 5061 582400 SH Sole 582400
AMAZON COM INC COM STK COM 023135106 3038 15000 SH PUT Sole 15000
4050 20000 SH PUT Sole 20000
4050 20000 SH PUT Sole 20000
6075 30000 SH PUT Sole 30000
AMERIS BANCORP COM STK COM 03076K108 4209 320331 SH Sole 320331
BEAM INC COM 073730103 2929 50000 SH Sole 50000
BRIDGEPOINT EDUCATION INC COM 10807M105 2475 100000 SH PUT Sole 100000
2475 100000 SH PUT Sole 100000
2475 100000 SH PUT Sole 100000
CAPITOL FEDERAL FINANCIAL INC COM 14057J101 650 54700 SH Sole 54700
CHEESECAKE FACTORY INC COM STK COM 163072101 2645 90000 SH PUT Sole 90000
CHIPOTLE MEXICAN GRILL INC COM 169656105 12540 30000 SH PUT Sole 30000
CLOUD PEAK ENERGY INC COM STK COM 18911Q102 1663 104367 SH Sole 104367
CNO FINANCIAL GROUP INC COM ST COM 12621E103 17093 2197100 SH Sole 2197100
CONSOL ENERGY INC COM STK COM 20854P109 682 20000 SH Sole 20000
DEERE & CO COM COM 244199105 4870 60201 SH Sole 60201
DIANA CONTAINERSHIP INC COM Y2069P101 1335 221000 SH Sole 221000
FLOW INTERNATIONAL CORP (FORME COM 343468104 10971 2729151 SH Sole 2729151
FOX CHASE BANCORP INC COM ST COM 35137T108 1066 82014 SH Sole 82014
FTI CONSULTING INC COM STK COM 302941109 2251 60000 SH PUT Sole 60000
5628 150000 SH PUT Sole 150000
21762 580000 SH PUT Sole 580000
37520 1000000 SH PUT Sole 1000000
2251 60000 SH PUT Sole 60000
3752 100000 SH PUT Sole 100000
3002 80000 SH PUT Sole 80000
4502 120000 SH PUT Sole 120000
GAMESTOP CORP NEW CLASS A COM 36467w109 1092 50000 SH PUT Sole 50000
GENESEE & WYO INC CL A COM S COM 371559105 5458 100000 SH PUT Sole 100000
GREAT LAKES DREDGE & DOCK COR COM 390607109 7220 1000000 SH Sole 1000000
GREAT PLAINS ENERGY INC COM ST COM 391164100 1824 90000 SH Sole 90000
HERITAGE FINANCIAL GROUP INC COM 42726X102 4652 393609 SH Sole 393609
HMN FINANCIAL INC COM STK COM 40424G108 387 155862 SH Sole 155862
INDIANA CMNTY BANCORP COM STK COM 454674102 2313 98383 SH Sole 98383
ISB FINL CORP IOWA COM STK COM 598511103 1028 53119 SH Sole 53119
ITT EDL SVCS INC COM 45068B109 4630 70000 SH PUT Sole 70000
JARDEN CORP COM STK COM 471109108 2012 50000 SH PUT Sole 50000
4023 100000 SH PUT Sole 100000
13276 330000 SH PUT Sole 330000
4023 100000 SH PUT Sole 100000
748 18600 SH PUT Sole 18600
4023 100000 SH PUT Sole 100000
JOHNSON & JOHNSON COM COM 478160104 2572 39000 SH Sole 39000
KINROSS GOLD CORP NEW COM 496902404 1909 195000 SH Sole 195000
LAFAYETTE COMMUNITY BANCORP CO COM 506080100 86 15601 SH Sole 15601
LANCASTER COLONY CORP COM STK COM 513847103 2991 45000 SH Sole 45000
LULULEMON ATHLETICA INC COM 550021109 2242 30000 SH PUT Sole 30000
4484 60000 SH PUT Sole 60000
MAKO SURGICAL CORP COM 560879108 4215 100000 SH PUT Sole 100000
MARKET VECTORS GOLD MINERS COM 57060U100 1239 25000 SH Sole 25000
MB FINANCIAL INC COM 55264U108 3141 149662 SH Sole 149662
METRO BANCORP INC PA COM STK COM 59161R101 200 17076 SH Sole 17076
MGIC INVT CORP COM STK COM 552848103 496 100000 SH CALL Sole 100000
MICROSOFT CORP COM STK COM 594918104 4196 130100 SH Sole 130100
MIDDLEBURG FINANCIALCORP COM 596094102 3108 197852 SH Sole 197852
MONSANTO CO (NEW) COM STK COM 61166W101 3190 40000 SH Sole 40000
MVC CAP INC COM STK COM 553829102 4984 379580 SH Sole 379580
NEWMONT MINING CORP COM STK COM 651639106 4614 90000 SH Sole 90000
NORTHWEST BANCSHARES INC/MD COM 667340103 1704 134170 SH Sole 134170
OLD REP INTL CORP COM STK COM 680223104 9706 920000 SH Sole 920000
1055 100000 SH CALL Sole 100000
PATTERSON-UTI ENERGY INC (EX P COM 703481101 2892 167279 SH Sole 167279
PENN WEST PETROLEUM LTD COM ST COM 707887105 2472 126300 SH Sole 126300
POLARIS INDS INC COM STK COM 731068102 4329 60000 SH PUT Sole 60000
5772 80000 SH PUT Sole 80000
POOL CORP COM STK COM 73278L105 1871 50000 SH PUT Sole 50000
2619 70000 SH PUT Sole 70000
PUT - POOL 100 @ 40 EXP 10/20/ PUT 990FKFB22 238 50,000 SH PUT Sole 500
RALPH LAUREN CORPORATION COM S COM 751212101 5230 30000 SH PUT Sole 30000
RENTECH INC COM STK COM 760112102 2080 1000000 SH Sole 1000000
SALESFORCE COM INC COM STK COM 79466L302 11588 75000 SH PUT Sole 75000
20086 130000 SH PUT Sole 130000
13319 86200 SH PUT Sole 86200
12361 80000 SH PUT Sole 80000
15451 100000 SH PUT Sole 100000
4635 30000 SH PUT Sole 30000
SCHWAB CHARLES CORP NEW COM ST COM 808513105 5245 365000 SH Sole 365000
SEACOAST BKG CORP FLA COMMON COM 811707306 4771 2710936 SH Sole 2710936
SJW CORP COM STK COM 784305104 5021 208181 SH Sole 208181
SNYDERS-LANCE INC COM STK COM 833551104 12279 475000 SH Sole 475000
SPDR GOLD TRUST COM 78463V107 6621 40842 SH Sole 40842
STRYKER CORP COM COM 863667101 11007 198400 SH Sole 198400
TIME WARNER INC COM 887317303 1950 51666 SH Sole 51666
WEST MARINE INC COM STK COM 954235107 4313 360000 SH Sole 360000
WESTERN UNION CO COM 959802109 6512 370000 SH Sole 370000
CITIGROUP INC CONV PFD 12/15/ PFD 172967416 1242 12000 SH Sole 12000
CHINA LIFE INSURANCECO ADR ADR 16939P106 1555 40000 SH PUT Sole 40000
1944 50000 SH PUT Sole 50000
ENSCO INTL INC ADR ADR 29358Q109 7712 145700 SH Sole 145700
STATOIL ASA ADR 85771P102 6100 225000 SH Sole 225000
VALE S.A ADR ADR 91912E105 1167 50000 SH PUT Sole 50000
2333 100000 SH PUT Sole 100000
CURRENCYSHARES AUSTRALIAN 23129U101 5194 50000 SH PUT Sole 50000
KCN CB 1.75 15MAR2028 CONV 496902AD9 13825 14000000 PRN Sole 14000000
ORI CB 3.75 15MAR2018 CONV 680223AH7 10378 10556000 PRN Sole 10556000
ORI CB 8 15MAY2012 CONV 680223AF1 6831 6748000 PRN Sole 6748000