0001193125-12-059537.txt : 20120214
0001193125-12-059537.hdr.sgml : 20120214
20120214125437
ACCESSION NUMBER: 0001193125-12-059537
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC
CENTRAL INDEX KEY: 0001226779
IRS NUMBER: 650273191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10442
FILM NUMBER: 12606770
BUSINESS ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 5618324110
MAIL ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
13F-HR
1
d301772d13fhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager filing this Report:
Name: Otter Creek Management, Inc.
Address: 222 Lakeview Avenue
Suite 1100
West Palm Beach, FL 33401
Form 13F File Number: 28-10442
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph W. O'Neill Jr.
Title: Chief Financial Officer
Phone: 561-832-4110
Signature, Place, and Date of Signing:
Joseph W. O'Neill Jr. West Palm Beach, FL 2/14/2012
-------------------- ------------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s))
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s))
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ ____________________________________
[Repeat as necessary]
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 102
Form 13F Information Table Value Total: 484,150
------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries]
No Form 13F File Number Name
___ 28-______________________ ______________________
[Repeat as necessary]
Otter Creek Management, Inc.
FORM 13F
December 31, 2011
VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
A.O.SMITH CORP COM STK COM 831865209 6908 172191 SH Sole 172191
ABBOTT LABORATORIES COM STK COM 002824100 5224 92905 SH Sole 92905
ACCURIDE CORP NEW COM STK COM 00439T206 3598 505400 SH Sole 505400
AMAZON COM INC COM STK COM 023135106 450 2600 SH Sole 2600
3462 20000 SH PUT Sole 20000
10905 63000 SH PUT Sole 63000
2597 15000 SH PUT Sole 15000
3462 20000 SH PUT Sole 20000
AMERICAN WATER WKS CO INC COM 030420103 1912 60000 SH Sole 60000
AMERIS BANCORP COM STK COM 03076K108 4687 455892 SH Sole 455892
BEAM INC COM 073730103 2562 50000 SH Sole 50000
BRIDGEPOINT EDUCATION INC COM 10807M105 5750 250000 SH PUT Sole 250000
1150 50000 SH PUT Sole 50000
BROADRIDG FIN COM 11133T103 4510 200000 SH Sole 200000
CAPITOL FEDERAL FINANCIAL INC COM 14057J101 1385 120000 SH Sole 120000
CHIPOTLE MEXICAN GRILL INC COM 169656105 13510 40000 SH PUT Sole 40000
CLOUD PEAK ENERGY INC COM STK COM 18911Q102 2016 104367 SH Sole 104367
CNO FINANCIAL GROUP INC COM ST COM 12621E103 13864 2197100 SH Sole 2197100
DEERE & CO COM COM 244199105 6977 90201 SH Sole 90201
DIANA CONTAINERSHIP INC COM Y2069P101 1200 221000 SH Sole 221000
ENSCO INTL INC ADR COM 29358Q109 8619 183700 SH Sole 183700
FLOW INTERNATIONAL CORP (FORME COM 343468104 11809 3374131 SH Sole 3374131
FTI CONSULTING INC COM STK COM 302941109 32663 770000 SH PUT Sole 770000
8484 200000 SH PUT Sole 200000
14762 348000 SH PUT Sole 348000
19513 460000 SH PUT Sole 460000
2545 60000 SH PUT Sole 60000
4242 100000 SH PUT Sole 100000
5090 120000 SH PUT Sole 120000
GAMESTOP CORP NEW CLASS A COM 36467w109 1207 50000 SH PUT Sole 50000
GENESEE & WYO INC CL A COM S COM 371559105 3029 50000 SH PUT Sole 50000
GREAT LAKES DREDGE & DOCK COR COM 390607109 5560 1000000 SH Sole 1000000
GREAT PLAINS ENERGY INC COM ST COM 391164100 1960 90000 SH Sole 90000
GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 5427 121000 SH PUT Sole 121000
6728 150000 SH PUT Sole 150000
3588 80000 SH PUT Sole 80000
1794 40000 SH PUT Sole 40000
HERITAGE FINANCIAL GROUP INC COM 42726X102 4645 393609 SH Sole 393609
HMN FINANCIAL INC COM STK COM 40424G108 242 125205 SH Sole 125205
INDIANA CMNTY BANCORP COM STK COM 454674102 3350 228962 SH Sole 228962
ISB FINL CORP IOWA COM STK COM 598511103 1703 116473 SH Sole 116473
ITT EDL SVCS INC COM 45068B109 3982 70000 SH PUT Sole 70000
JARDEN CORP COM STK COM 471109108 1494 50000 SH PUT Sole 50000
8665 290000 SH PUT Sole 290000
1494 50000 SH PUT Sole 50000
JOHNSON & JOHNSON COM COM 478160104 2558 39000 SH Sole 39000
KRAFT FOODS INC COM 50075N104 1868 50000 SH Sole 50000
LAFAYETTE COMMUNITY BANCORP CO COM 506080100 68 15601 SH Sole 15601
LANCASTER COLONY CORP COM STK COM 513847103 3120 45000 SH Sole 45000
LECG CORP COM STK COM 523234102 0 10000 SH Sole 10000
MARKET VECTORS GOLD MINERS COM 57060U100 1286 25000 SH Sole 25000
MB FINANCIAL INC COM 55264U108 2610 152614 SH Sole 152614
METRO BANCORP INC PA COM STK COM 59161R101 353 42076 SH Sole 42076
MGIC INVT CORP COM STK COM 552848103 280 75000 SH Sole 75000
746 200000 SH CALL Sole 200000
373 100000 SH CALL Sole 100000
MICROSOFT CORP COM STK COM 594918104 4416 170100 SH Sole 170100
MIDDLEBURG FINANCIALCORP COM 596094102 2819 197852 SH Sole 197852
1
Otter Creek Management, Inc.
FORM 13F
December 31, 2011
VOTING AUTHORITY
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
MONSANTO CO (NEW) COM STK COM 61166W101 3504 50000 SH Sole 50000
MOSAIC CMPANY COM 61945C103 756 15000 SH Sole 15000
MOTOROLA MOBILITY HOLDINGS COM 620097105 2716 70000 SH Sole 70000
MVC CAP INC COM STK COM 553829102 4399 379580 SH Sole 379580
NATURALLY ADVANCED TECH COM 63902D108 111 50500 SH Sole 50500
NEWMONT MINING CORP COM STK COM 651639106 4801 80000 SH Sole 80000
NORTHWEST BANCSHARES INC/MD COM 667340103 1669 134170 SH Sole 134170
OLD REP INTL CORP COM STK COM 680223104 12793 1380000 SH Sole 1380000
927 100000 SH CALL Sole 100000
PANERA BREAD CO CL A COM S COM 69840W108 7073 50000 SH PUT Sole 50000
PATTERSON-UTI ENERGY INC (EX P COM 703481101 3560 178179 SH Sole 178179
PENN WEST PETROLEUM LTD COM ST COM 707887105 2303 116300 SH Sole 116300
POLARIS INDS INC COM STK COM 731068102 694 12400 SH PUT Sole 12400
3359 60000 SH PUT Sole 60000
RALPH LAUREN CORPORATION COM S COM 751212101 4142 30000 SH PUT Sole 30000
SALESFORCE COM INC COM STK COM 79466L302 7610 75000 SH PUT Sole 75000
13190 130000 SH PUT Sole 130000
SEACOAST BKG CORP FLA COMMON COM 811707306 5173 3403329 SH Sole 3403329
SJW CORP COM STK COM 784305104 4657 197000 SH Sole 197000
SNYDERS-LANCE INC COM STK COM 833551104 12150 540000 SH Sole 540000
SPDR GOLD TRUST COM 78463V107 6436 42342 SH Sole 42342
SPREADTRUM COMMUNICATIONS COM 1044 50000 SH PUT Sole 50000
STRYKER CORP COM COM 863667101 11135 224000 SH Sole 224000
TECK RESOURCES LTD COM 878742204 1689 48000 SH PUT Sole 48000
TIME WARNER INC COM 887317303 2590 71666 SH Sole 71666
WEST MARINE INC COM STK COM 954235107 4218 362662 SH Sole 362662
WESTERN UNION CO COM 959802109 6409 351000 SH Sole 351000
WHOLE FOODS MKT INC COM STK COM 966837106 6958 100000 SH PUT Sole 100000
CHINA LIFE INSURANCECO ADR ADR 16939P106 3327 90000 SH PUT Sole 90000
2588 70000 SH PUT Sole 70000
1849 50000 SH PUT Sole 50000
NEW ORIENTAL EDUCATION & TECHN ADR 647581107 2886 120000 SH PUT Sole 120000
STATOIL ASA ADR 85771P102 5762 225000 SH Sole 225000
VALE S.A ADR ADR 91912E105 1502 70000 SH PUT Sole 70000
1073 50000 SH PUT Sole 50000
1073 50000 SH PUT Sole 50000
2145 100000 SH PUT Sole 100000
1502 70000 SH PUT Sole 70000
3218 150000 SH PUT Sole 150000
3647 170000 SH PUT Sole 170000
BBG CB 5 15MAR2028 CONV 06846NAA2 1584 1584000 PRN Sole 1584000
KCN CB 1.75 15MAR2028 CONV 496902AD9 11670 12000000 PRN Sole 12000000
ORI CB 3.75 15MAR2018 CONV 680223AH7 9058 10556000 PRN Sole 10556000
ORI CB 8 15MAY2012 CONV 680223AF1 15984 15748000 PRN Sole 15748000
2