0001209191-18-024152.txt : 20180405
0001209191-18-024152.hdr.sgml : 20180405
20180405204752
ACCESSION NUMBER: 0001209191-18-024152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180403
FILED AS OF DATE: 20180405
DATE AS OF CHANGE: 20180405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEIN LEONARD R
CENTRAL INDEX KEY: 0001226526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 18741771
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 270 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 270 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-03
0
0001353283
SPLUNK INC
SPLK
0001226526
STEIN LEONARD R
C/O SPLUNK INC.
270 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP, Corp Affairs & CLO
Common Stock
2018-04-03
4
S
0
3165
97.62
D
125768
D
Common Stock
2018-04-03
4
S
0
1000
98.28
D
124768
D
Common Stock
2018-04-05
4
S
0
2169
99.42
D
122599
D
Common Stock
2018-04-05
4
S
0
2000
100.06
D
120599
D
Common Stock
2018-04-05
4
S
0
100
100.92
D
120499
D
The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of performance units ("PSUs").
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.22 to $97.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.22 to $98.43, inclusive.
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.7 to $99.63, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.7 to $100.57, inclusive.
/s/ Steve Dean, by power of attorney
2018-04-05