0001209191-18-024152.txt : 20180405 0001209191-18-024152.hdr.sgml : 20180405 20180405204752 ACCESSION NUMBER: 0001209191-18-024152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN LEONARD R CENTRAL INDEX KEY: 0001226526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 18741771 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-03 0 0001353283 SPLUNK INC SPLK 0001226526 STEIN LEONARD R C/O SPLUNK INC. 270 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, Corp Affairs & CLO Common Stock 2018-04-03 4 S 0 3165 97.62 D 125768 D Common Stock 2018-04-03 4 S 0 1000 98.28 D 124768 D Common Stock 2018-04-05 4 S 0 2169 99.42 D 122599 D Common Stock 2018-04-05 4 S 0 2000 100.06 D 120599 D Common Stock 2018-04-05 4 S 0 100 100.92 D 120499 D The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of performance units ("PSUs"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.22 to $97.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5) and (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.22 to $98.43, inclusive. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.7 to $99.63, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.7 to $100.57, inclusive. /s/ Steve Dean, by power of attorney 2018-04-05