0001181431-13-057416.txt : 20131106 0001181431-13-057416.hdr.sgml : 20131106 20131106195625 ACCESSION NUMBER: 0001181431-13-057416 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWITTER, INC. CENTRAL INDEX KEY: 0001418091 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 208913779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1355 MARKET STREET, SUITE 900 CITY: San Francisco STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 222-9670 MAIL ADDRESS: STREET 1: 1355 MARKET STREET, SUITE 900 CITY: San Francisco STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: Twitter Inc DATE OF NAME CHANGE: 20071109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIZVI SUHAIL CENTRAL INDEX KEY: 0001226358 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198047 MAIL ADDRESS: STREET 1: 1003 LAKE AVE CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Associates Fund, LLC CENTRAL INDEX KEY: 0001505009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198044 BUSINESS ADDRESS: STREET 1: 788 JOSEPHINE LANE CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: (415) 904-7664 MAIL ADDRESS: STREET 1: 788 JOSEPHINE LANE CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IAF Manager, LLC CENTRAL INDEX KEY: 0001590775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198043 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-594-4751 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Associates Fund II, LLC CENTRAL INDEX KEY: 0001590778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198045 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-594-4751 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RTLC Management V, LLC CENTRAL INDEX KEY: 0001590801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198041 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-594-4751 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RTLC Management, LLC CENTRAL INDEX KEY: 0001590803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198049 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-594-4751 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RT Treetops, LLC CENTRAL INDEX KEY: 0001590781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198042 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-594-4751 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Compliance Matter Services, LLC CENTRAL INDEX KEY: 0001505007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198046 BUSINESS ADDRESS: STREET 1: 788 JOSEPHINE LANE CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: (415) 904-7664 MAIL ADDRESS: STREET 1: 788 JOSEPHINE LANE CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giampetroni John CENTRAL INDEX KEY: 0001590805 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36164 FILM NUMBER: 131198048 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET STREET 2: SUITE 380 CITY: BIRMINGHAM STATE: MI ZIP: 48009 3 1 rrd394401.xml FORM 3 X0206 3 2013-11-06 0 0001418091 TWITTER, INC. TWTR 0001590803 RTLC Management, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001590805 Giampetroni John 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001226358 RIZVI SUHAIL 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001505007 Compliance Matter Services, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001590778 Institutional Associates Fund II, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001505009 Institutional Associates Fund, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001590775 IAF Manager, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001590781 RT Treetops, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 0001590801 RTLC Management V, LLC 260 EAST BROWN STREET, SUITE 380 BIRMINGHAM MI 48009 0 0 1 0 Common Stock 7704685 I See footnote Common Stock 2981151 I See footnote Common Stock 32165227 I See footnote Common Stock 1056557 I See footnote Shares held directly by Compliance Matter Services, LLC. RTLC Management, LLC (the manager of Compliance Matter Services, LLC), and John Giampetroni and Suhail Rizvi (the managers of RTLC Management, LLC) have sole voting and investment power over the securities held by Compliance Matter Services, LLC. Such persons and entities disclaim beneficial ownership of shares held by Compliance Matter Services, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Shares held directly by Institutional Associates Fund II, LLC. RTLC Management, LLC (the manager of Institutional Associates Fund II, LLC), and John Giampetroni and Suhail Rizvi (the managers of RTLC Management, LLC) have sole voting and investment power over the securities held by Institutional Associates Fund II, LLC. Such persons and entities disclaim beneficial ownership of shares held by Institutional Associates Fund II, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Shares held directly by Institutional Associates Fund, LLC. RTLC Management, LLC (the sole member of IAF Manager, LLC, which is the manager of Institutional Associates Fund, LLC), and John Giampetroni and Suhail Rizvi (the managers of RTLC Management, LLC) have sole voting and shared investment power over the securities held by Institutional Associates Fund, LLC. Such persons and entities disclaim beneficial ownership of shares held by Institutional Associates Fund, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Shares held directly by RT Treetops, LLC. RTLC Management, LLC (the sole member of RTLC Management V, LLC, which is the manager of RT Treetops, LLC), and John Giampetroni and Suhail Rizvi (the managers of RTLC Management, LLC) have sole voting and shared investment power over the securities held by RT Treetops, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT Treetops, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. This report is filed as one of three to report related transactions for the following filers: RTLC Management, LLC; John Giampetroni; Suhail Rizvi; Compliance Matter Services, LLC; Institutional Associates Fund, LLC; Institutional Associates Fund II, LLC; RT-FF SM, LLC; RT-FF SM II, LLC; RT Morningside, LLC; RT Morningside II, LLC; RT EA, LLC; RT Kendall, LLC; RT Kingdom, LLC; RT Spartan III, LLC; RT Treetops, LLC; RTLC Management III, LLC; RTLC Management IV, LLC; RTLC Management V, LLC; RTLC Management VI, LLC; and IAF Manager, LLC. /s/ Viqar Shariff, Vice President RTLC Management, LLC 2013-11-06 /s/ John Giampetroni 2013-11-06 /s/ Suhail Rizvi 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Manager of Compliance Matter Services, LLC 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Manager of Institutional Associates Fund II, LLC 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of IAF Manager, LLC 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of IAF Manager, LLC, the Manager of Institutional Associates Fund, LLC 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of RTLC Management V, LLC 2013-11-06 /s/ Viqar Shariff, Vice President of RTLC Management, LLC, the Sole Member of RTLC Management V, LLC, the Manager of RT Treetops, LLC 2013-11-06