The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
GOHEALTH INC | COM CL A | 38046W105 | 38 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 2,010 | 2,000,000 | PRN | DFND | 1 | 0 | 2,000,000 | 0 | |
INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | 20,425 | 619,700 | SH | DFND | 1 | 0 | 619,700 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 24,963 | 492,066 | SH | DFND | 1 | 0 | 492,066 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 24,888 | 245,059 | SH | DFND | 1 | 0 | 245,059 | 0 | |
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 5,128 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
SELECTQUOTE INC | COM | 816307300 | 458 | 50,500 | SH | DFND | 1 | 0 | 50,500 | 0 | |
SPDR SER TR | ICE PFD SEC ETF | 78464A292 | 30,037 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
VMWARE INC | CL A COM | 928563402 | 40 | 349 | SH | DFND | 1 | 0 | 349 | 0 |