The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALLEGION PUB LTD CO ORD SHS G0176J109 210 2,637 SH   DFND 1 0 2,637 0
ALPS ETF TR ALERIAN MLP 00162Q866 9,124 845,637 SH   DFND 1 0 845,637 0
ANTHEM INC NOTE 2.750% 10/1 94973VBG1 4,613 1,500,000 PRN   DFND 1 0 1,500,000 0
BRISTOL MYERS SQUIBB CO DBCV 9/1 110122AN8 1,592 1,000,000 PRN   DFND 1 0 1,000,000 0
DANAHER CORP DEL NOTE 1/2 235851AF9 3,546 1,000,000 PRN   DFND 1 0 1,000,000 0
DELL TECHNOLOGIES INC COM CL V 24703L103 2 20 SH   DFND 1 0 20 0
GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 2,066 2,000,000 PRN   DFND 1 0 2,000,000 0
HOST HOTELS & RESORTS INC COM 44107P104 1,594 80,305 SH   DFND 1 0 80,305 0
INGERSOLL-RAND PLC SHS G47791101 459 5,151 SH   DFND 1 0 5,151 0
ISHARES TR CORE S&P500 ETF 464287200 126,746 471,437 SH   DFND 1 0 471,437 0
ISHARES TR CORE US AGGBD ET 464287226 116,814 1,068,454 SH   DFND 1 0 1,068,454 0
TCP CAP CORP COM 87238Q103 30,742 2,011,900 SH   DFND 1 0 2,011,900 0
TCP CAP CORP NOTE 4.625% 3/0 87238QAD5 10,250 10,000,000 PRN   DFND 1 0 10,000,000 0
TPG SPECIALTY LENDING INC COM 87265K102 4,356 220,000 SH   DFND 1 0 220,000 0
WELLTOWER INC COM 95040Q104 494 7,747 SH   DFND 1 0 7,747 0