-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VlFMSBiauSTc0e+uyySvskRFyo2GP82uLOEz2TthlszCOKvcDdu8mezyThv0CQdW EzSi/d15QjQGs4fDR5IfLA== 0001181431-09-013230.txt : 20090303 0001181431-09-013230.hdr.sgml : 20090303 20090303193853 ACCESSION NUMBER: 0001181431-09-013230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090227 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKOLAJCZYK MICHAEL E CENTRAL INDEX KEY: 0001224360 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 09653515 BUSINESS ADDRESS: STREET 1: 875 NORTH MICHIGAN AVE SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3122555000 MAIL ADDRESS: STREET 1: 875 N. MICHIGAN AVE. STREET 2: STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 rrd236097.xml FORM 4 X0303 4 2009-02-27 0 0001410172 Rubicon Technology, Inc. RBCN 0001224360 MIKOLAJCZYK MICHAEL E C/O RUBICON TECHNOLOGY INC. 9931 FRANKLIN AVENUE FRANKLIN PARK IL 60131 1 0 0 0 Stock Option (Right to Buy) 4.01 2009-02-27 4 A 0 15586 0 A 2019-02-27 Common Stock 15586 15586 D Options vest at the rate of 25% of the total option grant at the end of each of quarter of fiscal 2009 (March 31, 2009, June 30, 2009, September 30, 2009 and December 31, 2009). /s/ Scott Glickson, attorney-in-fact 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----