0001209191-15-080283.txt : 20151116 0001209191-15-080283.hdr.sgml : 20151116 20151116162231 ACCESSION NUMBER: 0001209191-15-080283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151112 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLADNEY DAN W CENTRAL INDEX KEY: 0001224184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 151234834 MAIL ADDRESS: STREET 1: 2800 PATTON ROAD CITY: ST. PAUL STATE: MN ZIP: 55113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-12 0 0001371217 EnteroMedics Inc ETRM 0001224184 GLADNEY DAN W 2800 PATTON ROAD ST. PAUL MN 55113 1 1 0 0 Chief Executive Officer Common Stock 2015-11-12 4 P 0 750000 0.18 A 750000 D Stock Option (right to buy) 0.25 2016-10-28 2025-10-28 Common Stock 7750000 7750000 D The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.175 to $0.181. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. Vests as to 25% one year from the date of the employment agreement on the date noted and thereafter in cumulative installments of 1/36th per month. /s/ Greg S. Lea, as Attorney-in-Fact for Dan W. Gladney 2015-11-16