0001437749-23-014775.txt : 20230516 0001437749-23-014775.hdr.sgml : 20230516 20230516154135 ACCESSION NUMBER: 0001437749-23-014775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT WILLIAM J CENTRAL INDEX KEY: 0001223928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 23927159 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-15 0001832487 Guerrilla RF, Inc. GUER 0001223928 PRATT WILLIAM J 12303 COLLIERS RESERVE DR. NAPLES FL 34110 1 0 Common Stock 2023-05-15 5 P 0 200 7.75 A 283 I Held by Spouse Common Stock 100072 D Restricted Stock Unit 2023-06-03 Common Stock 4167 4167 D Stock Option 1.4400 2026-10-26 Common Stock 2462 2462 D Stock Option 1.9200 2028-09-25 Common Stock 2462 2462 D Stock Option 2.2200 2029-09-11 Common Stock 1970 1970 D Stock Option 3.1800 2030-10-30 Common Stock 1970 1970 D Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest 100% on the earliest of (i) the first anniversary date of the award, 06/03/2023, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability. No expiration date. The shares subject to the option are fully vested and exercisable. On April 17, 2023, Guerrilla RF, Inc. (the "Company") effected a 1-for-6 reverse stock split of its Common Stock. This Form 4 reflects the beneficial ownership post-stock split, including proportionate adjustments made to the exercise price and the number of shares of Common Stock issuable upon the exercise of outstanding stock options. /s/ Corey Martens, Attorney-in-Fact 2023-05-16