0001415889-13-000328.txt : 20130304 0001415889-13-000328.hdr.sgml : 20130304 20130304070544 ACCESSION NUMBER: 0001415889-13-000328 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130227 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05576 FILM NUMBER: 13659876 BUSINESS ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 301-897-2540 MAIL ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 8-K 1 spx8kfeb272013.htm FORM 8-K spx8kfeb272013.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)
        February 27, 2013
 
 
Spherix Incorporated
(Exact name of registrant as specified in its charter)
 
 
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
7927 Jones Branch Drive, Suite 3125, Tysons Corner, Virginia
22102
(Address of principal executive offices)
 
(Zip Code)
 
 
Registrant’s telephone number, including area code
301-897-2540
 
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 
 
Item 5.02
Departure of Directors or Certain Officers;  Election of Directors;  Appointment of Certain Officers;  Compensation Arrangements of Certain Officers

Harvey J. Kesner, age 55, has been elected as interim Chief Executive Officer of Spherix Incorporated (the “Company”) effective February 27, 2013.  Mr. Kesner currently serves as a member of the Board of Directors of the Company.

Mr. Kesner is a practicing corporate and securities attorney and has been actively engaged in assisting start up and emerging businesses.  Mr. Kesner has played a role representing investors and companies in new and emerging fields such as social media, internet, renewable energy and broadband wireless telecommunications.

See the Form 4 filed on January 7, 2013 describing a restricted stock grant made by the Company  to an affiliate of Mr. Kesner, which Form 4 is incorporated herein by reference.

Item 7.01 
Regulation FD Disclosure

On February 28, 2013, the Company issued a press release announcing the appointment of Mr. Kesner as interim Chief Executive Officer.  A copy of the press release announcing the appointment of Mr. Kesner is attached hereto as Exhibit 99.1.

Item 9.01 
Financial Statements and Exhibits.

(d)           Exhibits

Exhibit Number
 
99.1
 
Description                      
 
Press release dated February 28, 2013

 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
   
Spherix Incorporated                                                                           
(Registrant)

By:

/s/ Robert L. Clayton                                                                           
Robert L. Clayton, CFO

Date:    March 4, 2013 
 
 
EX-99.1 2 ex99-1.htm PRESS RELEASE ex99-1.htm
Exhibit 99.1

 
Investor Relations
Phone: (301) 897-2564
Email: info@biospherics.com


SPHERIX ANNOUNCES NEW INTERIM CHIEF EXECUTIVE OFFICER

Tysons Corner, VA (February 28, 2013) – Spherix Incorporated (NASDAQ: SPEX) – today announced the naming of an interim Chief Executive Officer.  Harvey Kesner, currently a director, will serve as interim Chief Executive Officer.  Mr. Kesner is a practicing corporate and securities attorney who has been actively engaged in assisting start-up and emerging businesses.  Mr. Kesner has played a role representing investors and companies in new and emerging fields such as social media, internet, renewable energy and broadband wireless telecommunications. “I am pleased to assist Spherix as it pursues new business initiatives as a first step towards creation of a dynamic company seeking to become involved in new technology and commercial development around our future planned acquisitions, while seeking to attract and recruit seasoned technically proficient executives” said Mr. Kesner.
 
For more information, please visit www.biospherics.com.

Forward-Looking Statements
This Press Release contains forward-looking statements. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. These statements are subject to uncertainties and risks including, but not limited to (i) securing capital for general working purposes, and (ii) other risks and in statements filed from time to time with the U.S. Securities and Exchange Commission (the “SEC”). All such forward-looking statements, whether written or oral, and whether made by or on behalf of the Company, are expressly qualified by the cautionary statements and any other cautionary statements which may accompany the forward-looking statements. In addition, the Company disclaims any obligation to, and will not, update any forward-looking statements to reflect events or circumstances after the date hereof.

#   #   #

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