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Washington, D.C. 20549





Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): October 30, 2023


Dominari Holdings Inc.

(Exact name of registrant as specified in its charter)


Delaware   000-05576   52-0849320

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)


725 5th Avenue, 23rd Floor

New York, NY 10022

(212) 393-4540

(Address, including Zip Code and Telephone Number, including

Area Code, of Principal Executive Offices)


Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.0001 par value   DOMH   The Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






Item 8.01 Other Events.


The board of directors (the “Board”) of Dominari Holdings Inc., a Delaware corporation, (the “Company”) has updated the membership of its standing committees. As part of these changes, (i) Messrs. Robert Dudley and Gregory Blattner have been appointed to the Audit Committee, and (ii) Mr. Blattner has been appointed to the Compensation Committee.


Set forth below is a list of the committee memberships of the Company’s Board as of October 30, 2023 following the changes described above:


Name Age Position(s) Committee Membership
Timothy Ledwick 66


Independent Director


Audit Committee (Chair)
Gregory Blattner 46 Independent Director


Nominating Committee (Chair),

Audit Committee,

Compensation Committee, and

Investment Committee


Robert Dudley 68 Independent Director


Compensation Committee (Chair),

Audit Committee, and

Nominating Committee







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: October 31, 2023 DOMINARI HOLDINGS INC.

/s/ Anthony Hayes

  Name:  Anthony Hayes
  Title: Chief Executive Officer