Delaware | 20-0062867 | |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification Number) |
William L. Hughes, Esq. Fenwick & West LLP 555 California Street, 12th Floor San Francisco, California 94104 (415) 875-2300 |
Title of Each Class of Securities to be Registered | Amount to be Registered (1) | Proposed Maximum Offering Price Per Unit | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee | |||||||||||
Common Stock, $0.0001 par value | |||||||||||||||
To be issued under the 2012 Equity Incentive Plan | 2,337,739 | (2) | $ | 15.48 | (3) | $ | 36,188,199.72 | $ | 3,644.16 | ||||||
To be issued under the 2012 Employee Stock Purchase Plan | 584,434 | (4) | $ | 13.16 | (5) | 7,691,151.44 | 774.50 | ||||||||
Total | 2,922,173 | $ | 43,879,351.16 | $ | 4,418.66 | ||||||||||
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s common stock that become issuable in respect of the securities identified in the above table by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration that increases the number of the Registrant’s outstanding shares of common stock. |
(2) | Represents an automatic increase to the number of shares available for issuance under the 2012 Equity Incentive Plan (the “2012 Plan”) effective January 1, 2016. Shares available for issuance under the 2012 Plan were previously registered on registration statements on Form S-8 filed with the Securities and Exchange Commission (the “SEC”) on April 20, 2012 (Registration No. 333-180840), September 20, 2013 (Registration No. 333-191285), June 5, 2014 (Registration No. 333-196536) and March 6, 2015 (Registration No. 333-202543). |
(3) | Estimated solely for the purpose of calculating the registration fee in accordance with Rules 457(c) and (h) under the Securities Act on the basis of the average of the high and low prices of the Registrant’s common stock as reported on the New York Stock Exchange on February 26, 2016. |
(4) | Represents an automatic increase to the number of shares available for issuance under the 2012 Employee Stock Purchase Plan (the “2012 ESPP”) effective January 1, 2016. Shares available for issuance under the 2012 ESPP were previously registered on registration statements on Form S-8 filed with the SEC on April 20, 2012 (Registration No. 333-180840), September 20, 2013 (Registration No. 333-191285), June 5, 2014 (Registration No. 333-196536) and March 6, 2015 (Registration No. 333-202543). |
(5) | Estimated solely for the purpose of calculating the registration fee in accordance with Rules 457(c) and (h) under the Securities Act on the basis of the average of the high and low prices of the Registrant’s common stock as reported on the New York Stock Exchange on February 26, 2016, multiplied by 85%, which is the percentage of the trading price per share applicable to purchasers under the 2012 ESPP. |
Item 8. | Exhibits. |
Exhibit | Incorporated by Reference | Filed | ||||||||||
Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith | ||||||
4.1 | Amended and Restated Certificate of Incorporation of the Registrant | S-1 | 333-183968 | 3.01 | 10/1/2012 | |||||||
4.2 | Restated Bylaws of the Registrant | S-1 | 333-183968 | 3.02 | 10/1/2012 | |||||||
5.1 | Opinion of Fenwick & West LLP | X | ||||||||||
23.1 | Consent of Fenwick & West LLP (contained in Exhibit 5.1) | X | ||||||||||
23.2 | Consent of Ernst & Young LLP, independent registered public accounting firm | X | ||||||||||
24.1 | Power of Attorney (included on the signature page to this Registration Statement) | X | ||||||||||
99.1 | 2012 Equity Incentive Plan | 10-Q | 001-35507 | 10.2 | 3/5/2013 | |||||||
99.2 | 2012 Employee Stock Purchase Plan | 10-Q | 001-35507 | 10.1 | 3/7/2014 |
INFOBLOX INC. | ||
By: | /s/ Jesper Andersen | |
Jesper Andersen | ||
President and Chief Executive Officer |
Name | Title | Date | ||
Principal Executive Officer: | ||||
/s/ Jesper Andersen | President and Chief Executive Officer and Director | March 3, 2016 | ||
Jesper Andersen | ||||
Principal Financial Officer and Principal Accounting Officer: | ||||
/s/ Janesh Moorjani | Chief Financial Officer | March 3, 2016 | ||
Janesh Moorjani | ||||
Additional Directors: | ||||
/s/ Richard Belluzzo | Director | March 3, 2016 | ||
Richard Belluzzo | ||||
/s/ Laura C. Conigliaro | Director | March 3, 2016 | ||
Laura C. Conigliaro | ||||
/s/ Philip Fasano | Director | March 3, 2016 | ||
Philip Fasano | ||||
/s/ Fred M. Gerson | Director | March 3, 2016 | ||
Fred M. Gerson | ||||
/s/ Edzard Overbeek | Director | March 3, 2016 | ||
Edzard Overbeek | ||||
/s/ Daniel J. Phelps | Director | March 3, 2016 | ||
Daniel J. Phelps |
Exhibit | Incorporated by Reference | Filed | ||||||||||
Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith | ||||||
4.1 | Amended and Restated Certificate of Incorporation of the Registrant | S-1 | 333-183968 | 3.01 | 10/1/2012 | |||||||
4.2 | Restated Bylaws of the Registrant | S-1 | 333-183968 | 3.02 | 10/1/2012 | |||||||
5.1 | Opinion of Fenwick & West LLP | X | ||||||||||
23.1 | Consent of Fenwick & West LLP (contained in Exhibit 5.1) | X | ||||||||||
23.2 | Consent of Ernst & Young LLP, independent registered public accounting firm | X | ||||||||||
24.1 | Power of Attorney (included on the signature page to this Registration Statement) | X | ||||||||||
99.1 | 2012 Equity Incentive Plan | 10-Q | 001-35507 | 10.2 | 3/5/2013 | |||||||
99.2 | 2012 Employee Stock Purchase Plan | 10-Q | 001-35507 | 10.1 | 3/7/2014 |
Very truly yours, | ||
/s/ Fenwick & West LLP | ||
1) | Copies of the Amended and Restated Certificate of Incorporation of Infoblox Inc., a Delaware corporation (the “Company”) filed with the Delaware Secretary of State on April 25, 2012 and certified by the Delaware Secretary of State on April 25, 2012 (the “Charter”). |
2) | The Company’s Amended and Restated Bylaws,, which have been certified to us by the Company in the Opinion Certificate to be currently in effect and unmodified as of the date hereof (the “Bylaws” and collectively with the Charter, the “Charter Documents”). |
3) | The Registration Statement. |
4) | The prospectuses prepared for use pursuant to the Registration Statement (the “Prospectuses”). |
5) | An Opinion Certificate of the Company addressed to us and dated the date of this letter, containing certain factual representations (the “Opinion Certificate”). |
6) | A verification by Computershare, the Company’s transfer agent, of the number of the Company’s authorized, issued and outstanding shares of capital stock as of March 2, 2016 (the “Statement Date”). |
7) | A report by the Company, set forth in the Opinion Certificate, of (i) the issued and outstanding options, warrants and rights to purchase or otherwise acquire from the Company capital stock of the Company as of the Statement Date, and (ii) any additional shares of capital stock reserved for future issuance in connection with the Plans and all other plans, agreements or rights to acquire capital stock of the Company as of the Statement Date. |
8) | A Certificate of Good Standing dated March 3, 2016 issued by the Delaware Secretary of State stating that the Company is duly incorporated, in good standing and has a legal corporate existence as of such date (the “Good Standing Certificate”). |
9) | The Plans and the forms of agreements used by the Company under the Plans that will govern the Company’s issuance of Shares that have been furnished to us by the Company, copies of which are attached as exhibits to the Company’s reports on Form 10-Q filed by the Company with the Commission on March 3, 2013 and March 7, 2014, the Company’s report on Form 10-K filed by the Company with the Commission on September 25, 2015 and the registration statement on Form S-8 filed by the Company with the Commission on April 20, 2012 (the “Plan Agreements”). |
10) | Copies of corporate proceedings of the Company’s Board of Directors (the “Board”) and the Company’s stockholders relating to approval of the Charter Documents, the Plans and the Plan Agreements, the filing of the Registration Statement, the reservation of the Shares for sale and issuance pursuant to, and the sale and issuance of the Shares pursuant to, the Plans. |