-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1TAB8AVmaxoQoDnVgfHmcsTVi6ZTWBDxbyUgYpjbYep+oMWSpb8NfNz8o1IqKcB PV3uyjZbEWoRInErLBi5gQ== 0001223524-05-000001.txt : 20050218 0001223524-05-000001.hdr.sgml : 20050218 20050218170608 ACCESSION NUMBER: 0001223524-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050216 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOVEREIGN BANCORP INC CENTRAL INDEX KEY: 0000811830 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 232453088 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155574630 MAIL ADDRESS: STREET 1: MC11-900-IR5 STREET 2: 1130 BERKSHIRE BLVD CITY: WYOMISSING STATE: PA ZIP: 19610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON LAWRENCE M JR CENTRAL INDEX KEY: 0001223524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16581 FILM NUMBER: 05628291 MAIL ADDRESS: STREET 1: 1130 BERKSHIRE BLVD CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-16 0000811830 SOVEREIGN BANCORP INC SOV 0001223524 THOMPSON LAWRENCE M JR C/O SOVEREIGN BANCORP, INC. 1130 BERKSHIRE BLVD. WYOMISSING PA 19610 0 1 0 0 Vice Chairman & CAO Common stock (Restricted, subject to vesting) 2005-02-16 4 A 0 8869 0 A 0 D Common stock (Restricted, subject to vesting) 2005-02-16 4 A 0 5913 0 A 41199 D Common stock 189586 D Common stock (Bonus recognition and retention plan) 35504 D Common stock 70000 I Spouse Common stock 9398 I 401(k) Common stock 18367 I ESOP The restrictions shall lapse five years after the date of the award (February 16, 2010) but only after Sovereign Bancorp, Inc. common stock closes at or above $30.00 per share for 20 consecutive trading days (the "20 Day Criteria") and then only if Sovereign Bank is "well capitalized" as that term is defined by the Office of Thrift Supervision under applicable regulations on February 16, 2005, on the later to occur of the date that the 20 Day Criteria is achieved or the date that is five years from the date of award (February 16, 2010). One third of the restricted shares shall vest on February 16, 2006, the second third shall vest on February 16, 2007, and the remaining third shall vest on February 16, 2008. John E. Benz, Attorney-in-Fact 2005-02-18 -----END PRIVACY-ENHANCED MESSAGE-----