-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFzEy9sh26mObz2rXJ03708EiTr7evz5lzpKq8WBJ9DgaaQqBbb5/8X7l06uEFj8 6J6SXfO4QfTuZIB8Nlq5Zg== 0001223524-04-000004.txt : 20041227 0001223524-04-000004.hdr.sgml : 20041224 20041227083933 ACCESSION NUMBER: 0001223524-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041222 FILED AS OF DATE: 20041227 DATE AS OF CHANGE: 20041227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON LAWRENCE M JR CENTRAL INDEX KEY: 0001223524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16581 FILM NUMBER: 041225618 MAIL ADDRESS: STREET 1: 1130 BERKSHIRE BLVD CITY: WYOMISSING STATE: PA ZIP: 19610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOVEREIGN BANCORP INC CENTRAL INDEX KEY: 0000811830 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 232453088 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155574630 MAIL ADDRESS: STREET 1: MC11-900-IR5 STREET 2: 1130 BERKSHIRE BLVD CITY: WYOMISSING STATE: PA ZIP: 19610 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-22 0000811830 SOVEREIGN BANCORP INC SOV 0001223524 THOMPSON LAWRENCE M JR C/O SOVEREIGN BANCORP, INC. 1130 BERKSHIRE BOULEVARD WYOMISSING PA 19610 0 1 0 0 Vice Chairman & CAO Common stock 2004-12-22 4 M 0 5000 6.53 A 256879 D Common stock 2004-12-22 4 F 0 1464 22.29 D 255415 D Common stock 2004-12-22 5 G 0 470 D 254945 D Common stock 9456 I 401(k) Common stock 18236 I ESOP Common stock 70000 I Spouse Employee stock options (Right To Buy) 6.53 2004-02-22 4 M 0 5000 0 D 1997-01-24 2006-01-24 Common stock 5000 10120 D Reflects the retention by the Company of shares otherwise issuable upon the exercise of stock options to pay the exercise price plus federal, state and local taxes in accordance with Rule 16b-3 Gift of common stock without transfer of consideration Direct ownership includes the following, subject to vesting: 35,406 shares, Sovereign Bancorp, Inc. Bonus Recognition and Retention Program; 26,427 shares, Restricted Stock (both also included in direct ownership totals previously listed) John E. Benz, Attorney-in-Fact 2004-12-27 -----END PRIVACY-ENHANCED MESSAGE-----