0001594879-14-000084.txt : 20141117
0001594879-14-000084.hdr.sgml : 20141117
20141117193329
ACCESSION NUMBER: 0001594879-14-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141113
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zoe's Kitchen, Inc.
CENTRAL INDEX KEY: 0001594879
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 510653504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (205) 414-9920
MAIL ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Choe Anthony
CENTRAL INDEX KEY: 0001602696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229185
MAIL ADDRESS:
STREET 1: C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY
STREET 2: GRANITE PARK BLDG #2, SUITE 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARNUM WILLIAM M JR
CENTRAL INDEX KEY: 0001223284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229186
MAIL ADDRESS:
STREET 1: ZI 1677 AMALFI DR
CITY: PACIFIC PALISADES
STATE: CA
ZIP: 90272
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aggarwal Rahul
CENTRAL INDEX KEY: 0001602700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229187
MAIL ADDRESS:
STREET 1: C/O ZOE'S KICHEN INC. 5700 GRANITE PKWY
STREET 2: GRANITE PARK BLDG #2, SUITE 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Associates Private Equity IV LP
CENTRAL INDEX KEY: 0001356616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229188
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD STE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD STE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Private Equity IV, L.P.
CENTRAL INDEX KEY: 0001605132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229189
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-477-6611
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Private Equity IV, LLC
CENTRAL INDEX KEY: 0001604990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 141229190
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-477-6611
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
4
1
wf-form4_141627079846564.xml
FORM 4
X0306
4
2014-11-13
0
0001594879
Zoe's Kitchen, Inc.
ZOES
0001604990
Brentwood Private Equity IV, LLC
11150 SANTA MONICA BLVD
SUITE 1200
LOS ANGELES
CA
90025
1
0
1
0
0001605132
Brentwood Private Equity IV, L.P.
11150 SANTA MONICA BLVD
SUITE 1200
LOS ANGELES
CA
90025
0
0
1
0
0001356616
Brentwood Associates Private Equity IV LP
11150 SANTA MONICA BLVD STE 1200
LOS ANGELES
CA
90025
0
0
1
0
0001602700
Aggarwal Rahul
C/O ZOE'S KITCHEN, INC.
5760 STATE HIGHWAY 121, SUITE 250
PLANO
TX
75024
1
0
1
0
0001223284
BARNUM WILLIAM M JR
ZI 1677 AMALFI DR
PACIFIC PALISADES
CA
90272
1
0
1
0
0001602696
Choe Anthony
C/O ZOE'S KITCHEN, INC.
5760 STATE HIGHWAY 121, SUITE 250
PLANO
TX
75024
1
0
1
0
Common Stock
2014-11-13
4
S
0
3389185
32
D
821800
I
See Footnotes
In addition to Brentwood Associates Private Equity IV, L.P., this Form 4 is being filed jointly by Brentwood Private Equity IV, L.P., Brentwood Private Equity IV, LLC, Anthony Choe, William Barnum Jr. and Rahul Aggarwal.
Brentwood Private Equity IV, LLC is the general partner and controls Brentwood Private Equity IV, L.P., which is the general partner and controls Brentwood Associates Private Equity IV, L.P. Brentwood Private Equity IV, LLC is controlled by its five managing members, namely William Barnum, Jr., Anthony Choe, Roger Goddu, Steven W. Moore and Eric G. Reiter. No individual holds a majority of the voting power in either of the general partners.
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, LLC
2014-11-17
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, L.P.
2014-11-17
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Associates Private Equity IV, L.P.
2014-11-17
/s/ Anthony Choe as Attorney-in-Fact for Rahul Aggarwal
2014-11-17
/s/ Anthony Choe as Attorney-in-Fact for William Barnum, Jr.
2014-11-17
/s/ Anthony Choe
2014-11-17