0001104659-14-027885.txt : 20140415
0001104659-14-027885.hdr.sgml : 20140415
20140415180912
ACCESSION NUMBER: 0001104659-14-027885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140414
FILED AS OF DATE: 20140415
DATE AS OF CHANGE: 20140415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zoe's Kitchen, Inc.
CENTRAL INDEX KEY: 0001594879
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 510653504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (205) 414-9920
MAIL ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Choe Anthony
CENTRAL INDEX KEY: 0001602696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766088
MAIL ADDRESS:
STREET 1: C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY
STREET 2: GRANITE PARK BLDG #2, SUITE 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARNUM WILLIAM M JR
CENTRAL INDEX KEY: 0001223284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766089
MAIL ADDRESS:
STREET 1: ZI 1677 AMALFI DR
CITY: PACIFIC PALISADES
STATE: CA
ZIP: 90272
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aggarwal Rahul
CENTRAL INDEX KEY: 0001602700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766090
MAIL ADDRESS:
STREET 1: C/O ZOE'S KICHEN INC. 5700 GRANITE PKWY
STREET 2: GRANITE PARK BLDG #2, SUITE 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Associates Private Equity IV LP
CENTRAL INDEX KEY: 0001356616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766091
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD STE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD STE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Private Equity IV, L.P.
CENTRAL INDEX KEY: 0001605132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766092
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-477-6611
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brentwood Private Equity IV, LLC
CENTRAL INDEX KEY: 0001604990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14766093
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-477-6611
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BLVD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
4
1
a4.xml
4
X0306
4
2014-04-14
0
0001594879
Zoe's Kitchen, Inc.
ZOES
0001604990
Brentwood Private Equity IV, LLC
11150 SANTA MONICA BLVD
SUITE 1200
LOS ANGELES
CA
90025
0
0
1
0
0001605132
Brentwood Private Equity IV, L.P.
11150 SANTA MONICA BLVD
SUITE 1200
LOS ANGELES
CA
90025
0
0
1
0
0001356616
Brentwood Associates Private Equity IV LP
11150 SANTA MONICA BLVD STE 1200
LOS ANGELES
CA
90025
0
0
1
0
0001602700
Aggarwal Rahul
C/O ZOE'S KICHEN INC. 5700 GRANITE PKWY
GRANITE PARK BLDG #2, SUITE 455
PLANO
TX
75024
1
0
1
0
0001223284
BARNUM WILLIAM M JR
ZI 1677 AMALFI DR
PACIFIC PALISADES
CA
90272
1
0
1
0
0001602696
Choe Anthony
C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY
GRANITE PARK BLDG #2, SUITE 455
PLANO
TX
75024
1
0
1
0
Common Stock
2014-04-14
4
J
0
8703317
0
A
8703317
I
See Footnotes
Zoe's Investors, LLC has ceased to hold any common stock as a result of the distribution of all common stock held by Zoe's Investors, LLC to its members (including Brentwood Associates Private Equity IV, L.P.) in accordance with the units held by each member and pursuant to the terms of Zoe's Investors, LLC's Limited Liability Company Agreement, as amended. Brentwood Associates Private Equity IV, L.P., Brentwood Private Equity IV, L.P. and Brentwood Private Equity IV, LLC no longer have any beneficial interest in the shares held by Zoe's Investors, LLC prior to the distribution.
In addition to Brentwood Associates Private Equity IV, L.P., this Form 4 is being filed jointly by Brentwood Private Equity IV, L.P., Brentwood Private Equity IV, LLC, Anthony Choe, William Barnum Jr. and Rahul Aggarwal.
Brentwood Associates Private Equity IV, L.P. had received pursuant to the distribution described in footnote (2) 8,703,317 shares, and now owns these shares directly. Brentwood Associates Private Equity IV, L.P. is controlled by its general partner, Brentwood Private Equity IV, L.P., which is in turn controlled by its general partner, Brentwood Private Equity IV, LLC, which is in turn controlled by its five managing members, namely William Barnum, Jr., Anthony Choe, Roger Goddu, Steven W. Moore and Eric G. Reiter. No individual holds a majority of the voting power in either of the general partners.
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, LLC
2014-04-15
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, L.P.
2014-04-15
/s/ Anthony Choe as Attorney-in-Fact for Brentwood Associates Private Equity IV, L.P.
2014-04-15
/s/ Anthony Choe as Attorney-in-Fact for Rahul Aggarwal
2014-04-15
/s/ Anthony Choe as Attorney-in-Fact for William Barnum, Jr.
2014-04-15
/s/ Anthony Choe
2014-04-15