0001104659-14-027885.txt : 20140415 0001104659-14-027885.hdr.sgml : 20140415 20140415180912 ACCESSION NUMBER: 0001104659-14-027885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140414 FILED AS OF DATE: 20140415 DATE AS OF CHANGE: 20140415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY STREET 2: BLDG. #2, STE. 455 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (205) 414-9920 MAIL ADDRESS: STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY STREET 2: BLDG. #2, STE. 455 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Choe Anthony CENTRAL INDEX KEY: 0001602696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766088 MAIL ADDRESS: STREET 1: C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY STREET 2: GRANITE PARK BLDG #2, SUITE 455 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNUM WILLIAM M JR CENTRAL INDEX KEY: 0001223284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766089 MAIL ADDRESS: STREET 1: ZI 1677 AMALFI DR CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aggarwal Rahul CENTRAL INDEX KEY: 0001602700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766090 MAIL ADDRESS: STREET 1: C/O ZOE'S KICHEN INC. 5700 GRANITE PKWY STREET 2: GRANITE PARK BLDG #2, SUITE 455 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brentwood Associates Private Equity IV LP CENTRAL INDEX KEY: 0001356616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766091 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brentwood Private Equity IV, L.P. CENTRAL INDEX KEY: 0001605132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766092 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-477-6611 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brentwood Private Equity IV, LLC CENTRAL INDEX KEY: 0001604990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14766093 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-477-6611 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 a4.xml 4 X0306 4 2014-04-14 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001604990 Brentwood Private Equity IV, LLC 11150 SANTA MONICA BLVD SUITE 1200 LOS ANGELES CA 90025 0 0 1 0 0001605132 Brentwood Private Equity IV, L.P. 11150 SANTA MONICA BLVD SUITE 1200 LOS ANGELES CA 90025 0 0 1 0 0001356616 Brentwood Associates Private Equity IV LP 11150 SANTA MONICA BLVD STE 1200 LOS ANGELES CA 90025 0 0 1 0 0001602700 Aggarwal Rahul C/O ZOE'S KICHEN INC. 5700 GRANITE PKWY GRANITE PARK BLDG #2, SUITE 455 PLANO TX 75024 1 0 1 0 0001223284 BARNUM WILLIAM M JR ZI 1677 AMALFI DR PACIFIC PALISADES CA 90272 1 0 1 0 0001602696 Choe Anthony C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY GRANITE PARK BLDG #2, SUITE 455 PLANO TX 75024 1 0 1 0 Common Stock 2014-04-14 4 J 0 8703317 0 A 8703317 I See Footnotes Zoe's Investors, LLC has ceased to hold any common stock as a result of the distribution of all common stock held by Zoe's Investors, LLC to its members (including Brentwood Associates Private Equity IV, L.P.) in accordance with the units held by each member and pursuant to the terms of Zoe's Investors, LLC's Limited Liability Company Agreement, as amended. Brentwood Associates Private Equity IV, L.P., Brentwood Private Equity IV, L.P. and Brentwood Private Equity IV, LLC no longer have any beneficial interest in the shares held by Zoe's Investors, LLC prior to the distribution. In addition to Brentwood Associates Private Equity IV, L.P., this Form 4 is being filed jointly by Brentwood Private Equity IV, L.P., Brentwood Private Equity IV, LLC, Anthony Choe, William Barnum Jr. and Rahul Aggarwal. Brentwood Associates Private Equity IV, L.P. had received pursuant to the distribution described in footnote (2) 8,703,317 shares, and now owns these shares directly. Brentwood Associates Private Equity IV, L.P. is controlled by its general partner, Brentwood Private Equity IV, L.P., which is in turn controlled by its general partner, Brentwood Private Equity IV, LLC, which is in turn controlled by its five managing members, namely William Barnum, Jr., Anthony Choe, Roger Goddu, Steven W. Moore and Eric G. Reiter. No individual holds a majority of the voting power in either of the general partners. /s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, LLC 2014-04-15 /s/ Anthony Choe as Attorney-in-Fact for Brentwood Private Equity IV, L.P. 2014-04-15 /s/ Anthony Choe as Attorney-in-Fact for Brentwood Associates Private Equity IV, L.P. 2014-04-15 /s/ Anthony Choe as Attorney-in-Fact for Rahul Aggarwal 2014-04-15 /s/ Anthony Choe as Attorney-in-Fact for William Barnum, Jr. 2014-04-15 /s/ Anthony Choe 2014-04-15