0001209191-14-052007.txt : 20140813 0001209191-14-052007.hdr.sgml : 20140812 20140812193903 ACCESSION NUMBER: 0001209191-14-052007 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYDER ROBERT P CENTRAL INDEX KEY: 0001223151 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 141035494 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2014-06-30 0 0 0 0001578348 CM Finance Inc CMFN 0001223151 RYDER ROBERT P C/O CM FINANCE INC 601 LEXINGTON AVE., 26TH FLOOR, SUITE C NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.001 per share 2014-06-10 5 G 0 1 0.00 A 12720.312 D Includes 0.023 shares acquired under the CM Finance Inc dividend reinvestment plan. /s/ Michael C. Mauer, attorney-in-fact 2014-08-12