-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPKx0M/YvcQ4+w0E+wRmdLfN7fm8XTmyEN9t3HR1gLd2RNekh1D1PqxiWwxdDqmI 1dcoYakxnE/bshtpJeKzwQ== 0001246365-03-000001.txt : 20030915 0001246365-03-000001.hdr.sgml : 20030915 20030915194046 ACCESSION NUMBER: 0001246365-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030912 FILED AS OF DATE: 20030915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 8100 SOUTHPARK WAY B CITY: LITTLETON STATE: CO ZIP: 80120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURHAM MICHAEL D CENTRAL INDEX KEY: 0001246365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 03896574 MAIL ADDRESS: STREET 1: 8100 SOUTHPARK WAY STREET 2: C/O ENVIRONMENTAL SOLUTIONS CITY: LITTLETON STATE: CO ZIP: 80120-4525 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-12 0 0001223112 ADA-ES INC n/a 0001246365 DURHAM MICHAEL D 8100 SOUTHPARK WAY C/O ENVIRONMENTAL SOLUTIONS LITTLETON CO 80120-4525 1 1 0 0 President Common Stock, no par value 2003-09-12 4 J 0 163362 0 A 163362 D Stock option 2.5 2000-12-07 2005-12-07 Common Stock, no par value 14548 14548 D Shares acquired by dividen from parent company, Earth Sciences, Inc. No amounts were paid for the securities. See footnote #1 Of the amount shown, 39,357 are held in the pension fund account of Dr. Durham. Michael D. Durham 2003-09-15 -----END PRIVACY-ENHANCED MESSAGE-----