0000921895-20-002610.txt : 20201014 0000921895-20-002610.hdr.sgml : 20201014 20201014203849 ACCESSION NUMBER: 0000921895-20-002610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARPUS GEORGE W CENTRAL INDEX KEY: 0001223048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22014 FILM NUMBER: 201240142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pioneer Diversified High Income Trust CENTRAL INDEX KEY: 0001388126 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Pioneer Diversified Income Opportunity Trust DATE OF NAME CHANGE: 20070129 4 1 form410740hnw_10142020.xml OWNERSHIP DOCUMENT X0306 4 2020-10-01 1 0001388126 Pioneer Diversified High Income Trust HNW 0001223048 KARPUS GEORGE W 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 0 1 See Explanation of Responses Common Stock 13125 D This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately. As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI. /s/ George W. Karpus 2020-10-14