0001209191-17-047752.txt : 20170804 0001209191-17-047752.hdr.sgml : 20170804 20170804172510 ACCESSION NUMBER: 0001209191-17-047752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS PAULINE CENTRAL INDEX KEY: 0001223012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 171009541 MAIL ADDRESS: STREET 1: ARIES PARTNERS AND ARMOUR REINSURANCE LT STREET 2: 11 CHURCH STREET, P.O. BOX HM 66 CITY: HAMILTON HM 11 STATE: D0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-02 0 0001411494 Apollo Global Management LLC APO 0001223012 RICHARDS PAULINE C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Class A Shares 2017-08-02 4 A 0 3707 0.00 A 44096 D Class A Shares 2017-08-03 4 P 0 1193 28.8729 A 45289 D Reported amount includes 3,707 restricted stock units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.87 to $28.8744, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Jessica L. Lomm, as Attorney-In-Fact 2017-08-04