0001222765-23-000003.txt : 20230214 0001222765-23-000003.hdr.sgml : 20230214 20230214145845 ACCESSION NUMBER: 0001222765-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 23627599 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001222765 XXXXXXXX 12-31-2022 12-31-2022 false WATER ISLAND CAPITAL LLC

41 Madison Avenue 42nd Floor New York NY 10010

13F HOLDINGS REPORT 028-10693 N Phil Channen 646-727-4463 Phil Channen New York NY 02-14-2023 0 86 1178201 INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC Equity 00507V109 70685 923380 SH SOLE 861186 0 62194 TEGNA INC Equity 87901J105 70062 3306379 SH SOLE 3103954 0 202425 FIRST HORIZON CORPORATION Equity 320517105 61985 2530015 SH SOLE 2379424 0 150591 VMWARE INC Equity 928563402 57463 468093 SH SOLE 437925 0 30168 STORE CAP CORP Equity 862121100 56927 1775643 SH SOLE 1661245 0 114398 PNM RES INC Equity 69349H107 56293 1153787 SH SOLE 1068387 0 85400 SOUTH JERSEY INDS INC Equity 838518108 55341 1557579 SH SOLE 1457994 0 99585 SIERRA WIRELESS INC Equity 826516106 53451 1843762 SH SOLE 1728639 0 115123 HORIZON THERAPEUTICS PUB L Equity G46188101 48481 426020 SH SOLE 395949 0 30071 AEROJET ROCKETDYNE HLDGS INC Equity 007800105 48180 861438 SH SOLE 799693 0 61745 ATLAS AIR WORLDWIDE HLDGS IN Equity 049164205 43450 431050 SH SOLE 400541 0 30509 LHC GROUP INC Equity 50187A107 42339 261856 SH SOLE 244048 0 17808 1LIFE HEALTHCARE INC Equity 68269G107 39051 2336958 SH SOLE 2179182 0 157776 SIGNIFY HEALTH INC Equity 82671G100 31288 1091689 SH SOLE 1017150 0 74539 EVO PMTS INC Equity 26927E104 28588 844796 SH SOLE 784308 0 60488 SHAW COMMUNICATIONS INC Equity 82028K200 25420 883222 SH SOLE 821476 0 61746 ALTRA INDL MOTION CORP Equity 02208R106 24597 411658 SH SOLE 384220 0 27438 RESOLUTE FST PRODS INC Equity 76117W109 24328 1126840 SH SOLE 1050618 0 76222 ATLAS CORP Equity Y0436Q109 23983 1563414 SH SOLE 1455740 0 107674 USERTESTING INC Equity 91734E101 23713 3157503 SH SOLE 2962007 0 195496 MAXAR TECHNOLOGIES INC Equity 57778K105 23700 458060 SH SOLE 427992 0 30068 MYOVANT SCIENCES LTD Equity G637AM102 23670 877979 SH SOLE 822954 0 55025 KNOWBE4 INC Equity 49926T104 23656 954644 SH SOLE 891974 0 62670 ROGERS CORP Equity 775133101 23622 197936 SH SOLE 185600 0 12336 COUPA SOFTWARE INC Equity 22266L106 23313 294472 SH SOLE 275802 0 18670 SILICON MOTION TECHNOLOGY CO Equity 82706C108 22810 350981 SH SOLE 327206 0 23775 VIVINT SMART HOME INC Equity 928542109 22686 1906353 SH SOLE 1775298 0 131055 IROBOT CORP Equity 462726100 21215 440781 SH SOLE 410187 0 30594 MOMENTIVE GLOBAL INC Equity 60878Y108 15830 2261432 SH SOLE 2118416 0 143016 FORGEROCK INC Equity 34631B101 14969 657416 SH SOLE 617616 0 39800 AVEO PHARMACEUTICALS INC Equity 053588307 10449 698915 SH SOLE 659710 0 39205 IMAGO BIOSCIENCES INC Equity 45250K107 8395 233522 SH SOLE 223253 0 10269 BENEFITFOCUS INC Equity 08180D106 8136 777804 SH SOLE 777804 0 0 BLACK KNIGHT INC Equity 09215C105 6852 110966 SH SOLE 103393 0 7573 MAGNACHIP SEMICONDUCTOR CORP Equity 55933J203 5758 613228 SH SOLE 572902 0 40326 APOLLO ENDOSURGERY INC Equity 03767D108 4483 449636 SH SOLE 449636 0 0 SPOTIFY USA INC Convertible Bond 84921RAB6 2818 3500000 PRN SOLE 3500000 0 0 KAMAN CORP Convertible Bond 483548AF0 2805 3000000 PRN SOLE 3000000 0 0 RINGCENTRAL INC Convertible Bond 76680RAF4 2666 3105000 PRN SOLE 3105000 0 0 PARATEK PHARMACEUTICALS INC Convertible Bond 699374AB0 1974 2250000 PRN SOLE 2250000 0 0 POSHMARK INC Equity 73739W104 1955 109328 SH SOLE 109328 0 0 COUPA SOFTWARE INC Convertible Bond 22266LAC0 1952 2000000 PRN SOLE 2000000 0 0 MONEYLION INC Equity 60938K106 1928 3110114 SH SOLE 3110114 0 0 BLOCK INC Convertible Bond 852234AF0 1903 2000000 PRN SOLE 2000000 0 0 MONEYGRAM INTL INC Equity 60935Y208 1649 151430 SH SOLE 151430 0 0 WISDOMTREE INVESTMENTS Convertible Bond 97717PAD6 1390 1500000 PRN SOLE 1500000 0 0 HARTFORD FINL SVCS GROUP INC Equity 416515104 1310 17272 SH SOLE 17272 0 0 COWEN INC Equity 223622606 1283 33226 SH SOLE 33226 0 0 SPIRIT AIRLS INC Equity 848577102 1197 61433 SH SOLE 61433 0 0 1LIFE HEALTHCARE INC Convertible Bond 68269GAB3 964 1000000 PRN SOLE 1000000 0 0 Bluerock Homes Trust Inc Equity 09631H100 823 38628 SH SOLE 38628 0 0 MOMENTIVE GLOBAL INC Equity Put 60878Y958 691 1728000 SH Put SOLE 1618700 0 109300 PROFESSIONAL HLDG CORP Equity 743139107 620 22344 SH SOLE 22344 0 0 IAA INC Equity 449253103 606 15156 SH SOLE 15156 0 0 LAKELAND BANCORP INC Equity 511637100 575 32667 SH SOLE 32667 0 0 SEASPINE HLDGS CORP Equity 81255T108 468 56031 SH SOLE 56031 0 0 ADVANCED MICRO DEVICES INC Equity 007903107 340 5250 SH SOLE 5250 0 0 ZAI LAB LTD Equity 98887Q104 307 10000 SH SOLE 10000 0 0 NVIDIA CORPORATION Equity 67066G104 303 2075 SH SOLE 2075 0 0 EQT CORP Equity 26884L109 301 8900 SH SOLE 8900 0 0 FIVE9 INC Equity 338307101 278 4100 SH SOLE 4100 0 0 PAYPAL HLDGS INC Equity 70450Y103 253 3550 SH SOLE 3550 0 0 AURA BIOSCIENCES INC Equity 05153U107 247 23500 SH SOLE 23500 0 0 GXO LOGISTICS INCORPORATED Equity 36262G101 235 5500 SH SOLE 5500 0 0 FORGEROCK INC Equity Call 34631B901 198 660600 SH Call SOLE 609900 0 50700 CANO HEALTH INC Equity 13781Y103 178 130026 SH SOLE 130026 0 0 DISH NETWORK CORPORATION Equity 25470M109 177 12600 SH SOLE 12600 0 0 PACIFIC BIOSCIENCES CALIF IN Equity 69404D108 139 17000 SH SOLE 17000 0 0 HOWMET AEROSPACE INC Equity Call 443201908 82 21000 SH Call SOLE 21000 0 0 PARATEK PHARMACEUTICALS INC Equity 699374302 71 38060 SH SOLE 38060 0 0 SOFI TECHNOLOGIES INC Equity 83406F102 58 12500 SH SOLE 12500 0 0 CLEARSIDE BIOMEDICAL INC Equity 185063104 53 47000 SH SOLE 47000 0 0 PAR PAC HOLDINGS INC Equity Call 69888T907 45 100000 SH Call SOLE 100000 0 0 ISOPLEXIS CORP Equity 465005106 34 22000 SH SOLE 22000 0 0 APOLLO ENDOSURGERY INC Equity Call 03767D908 27 359000 SH Call SOLE 359000 0 0 ALLBIRDS INC Equity 01675A109 24 10000 SH SOLE 10000 0 0 CAESARS ENTERTAINMENT INC NE Equity Call 12769G900 20 20000 SH Call SOLE 20000 0 0 NORTONLIFELOCK INC Equity Call 668771908 17 38500 SH Call SOLE 38500 0 0 HORIZON THERAPEUTICS PUB L Equity Put G46188951 17 46000 SH Put SOLE 42400 0 3600 MONEYLION INC Equity 60938K114 13 313400 SH SOLE 313400 0 0 MERIDIAN BIOSCIENCE INC Equity Call 589584901 11 150000 SH Call SOLE 138400 0 11600 UserTesting Inc Equity Call 91734E901 11 175900 SH Call SOLE 163600 0 12300 UNITI GROUP INC Equity Call 91325V908 8 100000 SH Call SOLE 100000 0 0 XEROX HOLDINGS CORP Equity Call 98421M906 4 70000 SH Call SOLE 70000 0 0 LIGHTNING EMOTORS INC Equity 53228T119 2 53913 SH SOLE 53913 0 0 SPDR S&P 500 ETF TR Equity Call 78462F903 2 25000 SH Call SOLE 25000 0 0