0001222765-21-000013.txt : 20211112 0001222765-21-000013.hdr.sgml : 20211112 20211112145536 ACCESSION NUMBER: 0001222765-21-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 211402790 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001222765 XXXXXXXX 09-30-2021 09-30-2021 false WATER ISLAND CAPITAL LLC

41 Madison Avenue 42nd Floor New York NY 10010

13F HOLDINGS REPORT 028-10693 N Phil Channen 646-727-4463 Phil Channen New York NY 11-12-2021 0 70 1737292 INFORMATION TABLE 2 infotable.xml AEROJET ROCKETDYNE HLDGS INC Equity 007800105 45555 1046040 SH SOLE 972969 0 73071 AMERICAN NATIONAL GROUP INC Equity 02772A109 4215 22300 SH SOLE 22300 0 0 ATOTECH LTD Equity G0625A105 28951 1198797 SH SOLE 1198797 0 0 ATHENE HOLDING LTD Equity G0684D107 4247 61669 SH SOLE 61669 0 0 BULL HORN HLDGS CORP Equity G1686P114 1527 150000 SH SOLE 150000 0 0 CHANGE HEALTHCARE INC Equity 15912K100 67317 3214759 SH SOLE 2970389 0 244370 CIT Group Inc Corporate Bond 125581GR3 54 50000 PRN SOLE 50000 0 0 CANADIAN NATL RY CO Equity Call 136375102 216 297400 SH Call SOLE 277000 0 20400 COHERENT INC Equity 192479103 88233 352804 SH SOLE 330803 0 22001 CORNERSTONE ONDEMAND INC Equity 21925Y103 45702 798143 SH SOLE 750927 0 47216 COVANTA HLDG CORP Equity 22282E102 33503 1665163 SH SOLE 1560177 0 104986 COLUMBIA PPTY TR INC Equity 198287203 32691 1718772 SH SOLE 1616944 0 101828 DIVERSEY HLDGS LTD Equity Call G28923103 9 13000 SH Call SOLE 13000 0 0 DSP GROUPS INC Equity 23332B106 26144 1193259 SH SOLE 1122386 0 70873 ECHO GLOBAL LOGISTICS INC Equity 27875T101 15396 322703 SH SOLE 322703 0 0 FIVE9 INC Corporate Bond 338307AD3 4051 3000000 PRN SOLE 3000000 0 0 FIVE9 INC Equity 338307101 109709 686798 SH SOLE 643622 0 43176 FERRO CORP Equity 315405100 20708 1018104 SH SOLE 954622 0 63482 FORTERRA INC Equity 34960W106 23509 997824 SH SOLE 943721 0 54103 GOLDEN NUGGET ONLINE GAMIN Equity 38113L107 7534 433747 SH SOLE 433747 0 0 GREENSKY INC Equity 39572G100 24713 2210506 SH SOLE 2079740 0 130766 HARTFORD FINL SVCS GROUP INC Equity 416515104 1257 17900 SH SOLE 17900 0 0 HILL-ROM HLDGS INC Equity 431475102 52614 350757 SH SOLE 328761 0 21996 IHS MARKIT LTD Equity G47567105 133995 1148987 SH SOLE 1076778 0 72209 INOVALON HLDGS INC Equity 45781D101 25984 644922 SH SOLE 606776 0 38146 ITAMAR MED LTD Equity 465437101 5063 167525 SH SOLE 167525 0 0 51JOB INC Equity 316827104 6482 93225 SH SOLE 87286 0 5939 KAMAN CORP Corporate Bond 483548AF0 3083 3000000 PRN SOLE 3000000 0 0 KAR AUCTION SVCS INC Equity Call 48238T909 20 21500 SH Call SOLE 21500 0 0 KADMON HLDGS INC Equity 48283N106 179 20534 SH SOLE 20534 0 0 KALEYRA INC Equity 483379103 2642 240000 SH SOLE 240000 0 0 CORVUS GOLD INC Equity 221013105 36 11172 SH SOLE 11172 0 0 KRATON CORP Equity Call 50077C906 9 13200 SH Call SOLE 13200 0 0 KRATON CORP Equity 50077C106 16317 357518 SH SOLE 336193 0 21325 KANSAS CITY SOUTHERN Equity 485170302 123354 455788 SH SOLE 425025 0 30763 Medallia Inc Convertible Bond 584021AB5 5345 5000000 PRN SOLE 5000000 0 0 MEDALLIA INC Equity 584021109 39103 1154515 SH SOLE 1085716 0 68799 MGM GROWTH PPTYS LLC Equity 55303A105 22836 596247 SH SOLE 563652 0 32595 Moneylion Inc Equity 60938K106 11529 1703000 SH SOLE 1703000 0 0 MONMOUTH REAL ESTATE INVT CO Equity 609720107 39297 2107070 SH SOLE 1972671 0 134399 MAGNACHIP SEMICONDUCTOR CORP Equity 55933J203 21096 1187839 SH SOLE 1113791 0 74048 NUANCE COMMUNICATIONS INC Convertible Bond 67020YAK6 2271 1000000 PRN SOLE 1000000 0 0 NUANCE COMMUNICATIONS INC Equity 67020Y100 108313 1967894 SH SOLE 1850121 0 117773 PPD INC Equity 69355F102 101666 2172818 SH SOLE 2055076 0 117742 PARATEK PHARMACEUTICALS INC Corporate Bond 699374AB0 2016 2250000 PRN SOLE 2250000 0 0 PARATEK PHARMACEUTICALS INC Equity 699374302 212 43596 SH SOLE 43596 0 0 PURE STORAGE INC Convertible Bond 74624MAB8 1735 1500000 PRN SOLE 1500000 0 0 QAD INC Equity 74727D306 20916 239336 SH SOLE 239336 0 0 SANDERSON FARMS INC Equity 800013104 39096 207739 SH SOLE 195371 0 12368 SCORE MEDIA & GAMING INC Equity 80919D202 6704 195861 SH SOLE 184239 0 11622 SCIENTIFIC GAMES CORP Equity Call 80874P909 63 11500 SH Call SOLE 11500 0 0 Stryve Foods Inc Equity 863685103 1605 300000 SH SOLE 300000 0 0 S&P GLOBAL INC Equity Call 78409V904 341 197900 SH Call SOLE 185200 0 12700 SPDR S&P 500 ETF TR Equity Call 78462F903 19 20000 SH Call SOLE 20000 0 0 STAMPS COM INC Equity 852857200 1091 3308 SH SOLE 3308 0 0 TRILLIUM THERAPEUTICS INC Equity Call 89620X906 7 273200 SH Call SOLE 258100 0 15100 TRILLIUM THERAPEUTICS INC Equity 89620X506 7433 423290 SH SOLE 400743 0 22547 TWITTER INC Convertible Bond 90184LAF9 1889 1500000 PRN SOLE 1500000 0 0 DOMTAR CORP Equity 257559203 543 9953 SH SOLE 9953 0 0 UPHEALTH INC Equity 91532B101 285 97623 SH SOLE 97623 0 0 VEREIT INC Equity 92339V308 232 5132 SH SOLE 5132 0 0 VICI PPTYS INC Equity Call 925652909 79 451000 SH Call SOLE 426100 0 24900 VEONEER INC Equity 92336X109 12249 359619 SH SOLE 338003 0 21616 WELBILT INC Equity 949090104 76118 3275296 SH SOLE 3097562 0 177734 WILLIS LEASE FIN CORP Equity 970646105 138033 593794 SH SOLE 558140 0 35654 XILINX INC Equity 983919101 99640 659912 SH SOLE 612250 0 47662 ACCELERON PHARMA INC Equity Call 00434H908 66 73000 SH Call SOLE 68600 0 4400 ACCELERON PHARMA INC Equity 00434H108 15346 89140 SH SOLE 83739 0 5401 Lightning eMotors Inc Convertible Bond 53228RAA3 5067 5700000 PRN SOLE 5700000 0 0 ZOOM VIDEO COMMUNICATIONS IN Equity Call 98980L901 32 374600 SH Call SOLE 350700 0 23900