0001140361-15-005083.txt : 20150210 0001140361-15-005083.hdr.sgml : 20150210 20150210144838 ACCESSION NUMBER: 0001140361-15-005083 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 15593185 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001222765 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT WATER ISLAND CAPITAL LLC
41 MADISON AVENUE 42ND FLOOR NEW YORK NY 10010
13F HOLDINGS REPORT 028-10693 N
Joseph Kolinsky Compliance Officer 917-475-9259 Joseph Kolinsky New York NY 02-09-2015 0 106 2999541 false
INFORMATION TABLE 2 form13fInfoTable.xml Actavis Inc. SHS G0083B908 50840 12400 SH Call SOLE 12400 0 0 Actavis Inc. SHS G0083B108 212363 825 SH SOLE 825 0 0 Actuate Corp. COM 00508B102 11294257 1711251 SH SOLE 1711251 0 0 Allergan Inc. COM 018490102 215363449 1013046 SH SOLE 1013046 0 0 American Realty Cap Healthcare Trust I COM 02917R108 169907165 14277913 SH SOLE 14277913 0 0 Amreit Inc New CL B 03216B208 29195699 1100064 SH SOLE 1100064 0 0 Annaly Cap Mgmt Inc. NOTE 4.000% 2/1 035710AA0 8482500 8352000 PRN SOLE 741143 0 0 Associated Estates Rlty Corp. COM 045604105 4440352 191312 SH SOLE 191312 0 0 AT&T Inc. COM 00206R952 496188 233500 SH Put SOLE 233500 0 0 AT&T Inc. COM 00206R952 1329453 1236700 SH Put SOLE 1236700 0 0 Avanir Pharmaceuticals Inc CL A NEW 05348P401 89943870 5306423 SH SOLE 5306423 0 0 AVG Technologies N V SHS N07831105 3441610 174347 SH SOLE 174347 0 0 B/E Aerospace Inc. COM 073302951 66588 76100 SH Put SOLE 76100 0 0 B/E Aerospace Inc. COM 073302101 22734499 391839 SH SOLE 391839 0 0 Baker Hughes Inc. COM 057224957 42485 146500 SH Put SOLE 146500 0 0 Baker Hughes Inc. COM 057224107 6572077 117212 SH SOLE 117212 0 0 Bank of Kentucky Financial Corporation COM 062896105 11749304 243408 SH SOLE 243408 0 0 Barclays Bank Plc IPATH S&P 500 VIX 06742E711 2330417 73958 SH SOLE 73958 0 0 Berry Plastics Group Inc COM 08579W103 5823751 184588 SH SOLE 184588 0 0 Bob Evans Farms Inc. COM 096761101 5994099 117118 SH SOLE 117118 0 0 BPZ Resources Inc. NOTE 8.500% 10/0 055639AC2 1661069 5201000 PRN SOLE 1298100 0 0 California Resources Corp. COM 13057Q907 9765 195300 SH Call SOLE 195300 0 0 Cardinal Health Inc. COM 14149Y108 405910 5028 SH SOLE 5028 0 0 Carefusion Corp. COM 14170T101 103972996 1752157 SH SOLE 1752157 0 0 Civeo Corp. COM 178787957 1380555 278900 SH Put SOLE 278900 0 0 Civeo Corp. COM 178787957 40170 20600 SH Put SOLE 20600 0 0 Civeo Corp. COM 178787107 1205730 293365 SH SOLE 293365 0 0 Conmed Corp. COM 207410101 432335 9616 SH SOLE 9616 0 0 Consol Energy Inc COM 20854p109 6073561 179638 SH SOLE 179638 0 0 Consol Energy Inc COM 20854P959 30798 48500 SH Put SOLE 48500 0 0 Covance Inc. COM 222816100 127282711 1225758 SH SOLE 1225758 0 0 Covidien PLC SHS G2554F113 221479158 2165420 SH SOLE 2165420 0 0 Cubist Pharmaceuticals Inc NOTE 1.125% 9/0 229678AF4 16321095 12312000 PRN SOLE 149367 0 0 Cubist Pharmaceuticals Inc COM 229678107 117933215 1171716 SH SOLE 1171716 0 0 Cubist Pharmaceuticals Inc. (CVR) RIGHT 99/99/9999 229678123 118035 2950869 SH SOLE 2950869 0 0 Cypress Semiconductor Corp. COM 232806109 4110555 287854 SH SOLE 287854 0 0 Directv COM 25490A309 202886323 2340096 SH SOLE 2340096 0 0 Dish Network Corp. CL A 25470m109 1778662 24402 SH SOLE 24402 0 0 Dresser-Rand Group Inc. COM 261608103 67023157 819354 SH SOLE 819354 0 0 Ellis Perry Intl Inc COM 288853104 4955301 191103 SH SOLE 191103 0 0 E M C Corp. Mass COM 268648952 38796 146400 SH Put SOLE 146400 0 0 E M C Corp. Mass COM 268648102 6156418 207008 SH SOLE 207008 0 0 Endo Intl Plc SHS G30401106 4916853 68176 SH SOLE 68176 0 0 Energizer Holdings Inc. COM 29266R108 4809172 37408 SH SOLE 37408 0 0 Energy XXI Ltd USD UNRS SHS G10082140 29666 9100 SH SOLE 9100 0 0 Exterran Holdings Inc. COM 30225X953 46360 97600 SH Put SOLE 97600 0 0 Exterran Holdings Inc. COM 30225X103 7282054 223513 SH SOLE 223513 0 0 Family Dollar Stores COM 307000109 144862337 1828839 SH SOLE 1828839 0 0 Gentiva Health Services Inc. COM 37247A102 24864441 1305220 SH SOLE 1305220 0 0 Glimcher Realty Tr SH BEN INT 379302102 59128524 4303386 SH SOLE 4303386 0 0 Globalstar Inc. NOTE 8.000% 4/0 378973AD3 3453254 763150 PRN SOLE 1268218 0 0 Globalstar Inc. COM 378973408 794043 288743 SH SOLE 288743 0 0 Haemonetics Corp. COM 405024100 407317 10885 SH SOLE 10885 0 0 Hawaiian Electric Industries COM 419870100 4428333 132268 SH SOLE 132268 0 0 HC2 Holdings Inc. COM 404139107 3038079 360389 SH SOLE 360389 0 0 Hubbell Inc. CL A 443510201 6707642 62788 SH SOLE 62788 0 0 Hubbell Inc. CL A 443510952 8260 47200 SH Put SOLE 47200 0 0 Hudson Valley Holding Corp. COM 444172100 11756152 432848 SH SOLE 432848 0 0 Illumina Inc COM 452327109 110748 600 SH SOLE 600 0 0 International Rectifier Corp COM 460254105 93851503 2352168 SH SOLE 2352168 0 0 Juniper Networks Inc. COM 48203R104 5521008 247357 SH SOLE 247357 0 0 Kindred Healthcare Inc COM 494580953 73150 146300 SH Put SOLE 146300 0 0 Kindred Healthcare Inc COM 494580103 4011253 220641 SH SOLE 220641 0 0 KLX Inc. COM 482539103 8312205 201508 SH SOLE 201508 0 0 Level 3 Communications Inc. COM NEW 52729N308 1762767 35698 SH SOLE 35698 0 0 Liberty Tripadvisor Holdings Inc. COM SER A 531465102 2443811 90848 SH SOLE 90848 0 0 Macerich Co. COM 554382101 4765547 57134 SH SOLE 57134 0 0 Manitowoc Inc COM 563571108 349180 15800 SH SOLE 15800 0 0 Media Gen Inc. New COM 584441K10 10462273 625360 SH SOLE 625360 0 0 Methanex Corp. COM 59151K108 5162979 112655 SH SOLE 112655 0 0 Molson Coors Brewing Co CL B 60871R209 3755063 50390 SH SOLE 50390 0 0 Mylan Inc. COM 628530957 978 48900 SH Put SOLE 48900 0 0 NOW Inc. CL A 67011P950 143960 97600 SH Put SOLE 97600 0 0 NOW Inc. COM 67011P100 6278069 243998 SH SOLE 243998 0 0 Pantry Inc. COM 698657103 30596328 825589 SH SOLE 825589 0 0 Peabody Energy Corp. COM 704549104 1143097 147687 SH SOLE 147687 0 0 Penford Corp. COM 707051108 7492690 400893 SH SOLE 400893 0 0 Pepco Holdings Inc COM 713291102 27950055 1037878 SH SOLE 1037878 0 0 Platinum Underwriter Holdings L COM G7127P100 14235477 193891 SH SOLE 193891 0 0 Prosensa Holdings N V SHS USD N71546100 10029544 534909 SH SOLE 534909 0 0 Protective Life Corp. COM 743674103 178487040 2562628 SH SOLE 2562628 0 0 Rockwood Holdings Inc. COM 774415103 84058954 1066738 SH SOLE 1066738 0 0 Safeway Inc. COM NEW 786514208 177017338 5040357 SH SOLE 5040357 0 0 Salesforce Com Inc. COM 79466L302 249102 4200 SH SOLE 4200 0 0 Sapient Corp. COM 803062108 96546392 3880482 SH SOLE 3880482 0 0 Sigma Aldrich Corp COM 826552101 45410563 330812 SH SOLE 330812 0 0 Steris Corp. COM 859152100 414651 6394 SH SOLE 6394 0 0 Susquehanna Bancshares Inc. P COM 869099101 16098863 1198724 SH SOLE 1198724 0 0 Teleflex Inc. COM 879369106 409104 3563 SH SOLE 3563 0 0 T Mobile US Inc. COM 872590954 81008 195200 SH Put SOLE 195200 0 0 T Mobile US Inc. COM 872590104 8020173 297705 SH SOLE 297705 0 0 TriQuint Semiconductor Inc. COM 89674K103 217225957 7817258 SH SOLE 7817258 0 0 TRW Automotive Holdings Corp COM 87264s906 469060 99800 SH Call SOLE 99800 0 0 TRW Automotive Holdings Corp COM 87264s106 96062311 934004 SH SOLE 934004 0 0 Tyson Foods Inc. CL A 902494953 15250 122000 SH Put SOLE 122000 0 0 Tyson Foods Inc. CL A 902494103 5105902 127361 SH SOLE 127361 0 0 Valeant Pharmaceuticals Intl COM 91911K902 215250 15000 SH SOLE 15000 0 0 Viacom Inc New CL B 92553p201 1188423 15793 SH SOLE 15793 0 0 Volcano Corporation NOTE 1.750% 12/0 928645AB6 9752703 9845000 PRN SOLE 299891 0 0 Volcano Corporation COM 928645100 55717942 3116216 SH SOLE 3116216 0 0 Walter Energy Inc COM 93317Q105 59064 42800 SH SOLE 42800 0 0 Weatherford Intl Plc ORD SHS G48833100 5922993 517292 SH SOLE 517292 0 0 Weatherford Intl Plc ORD SHS G48833950 24388 195100 SH Put SOLE 195100 0 0 YUM Brands Inc. COM 988498101 11200833 153752 SH SOLE 153752 0 0 YUM Brands Inc. COM 988498951 4392 97600 SH Put SOLE 97600 0 0 YUM Brands Inc. COM 988498951 32175 97500 SH Put SOLE 97500 0 0