N-PX 1 BRD8W2_0001222719_2019.txt BRD8W2_0001222719_2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 NAME OF REGISTRANT: CALAMOS CONVERTIBLE & HIGH INCOME FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville, IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder, Chairman and Global Chief Investment Officer Calamos Advisors LLC 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 Calamos Convertible & High Income Fund -------------------------------------------------------------------------------------------------------------------------- ALLERGAN PLC Agenda Number: 934955696 -------------------------------------------------------------------------------------------------------------------------- Security: G0177J108 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: AGN ISIN: IE00BY9D5467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For 1b. Election of Director: Joseph H. Boccuzi Mgmt For For 1c. Election of Director: Christopher W. Bodine Mgmt For For 1d. Election of Director: Adriane M. Brown Mgmt For For 1e. Election of Director: Christopher J. Mgmt For For Coughlin 1f. Election of Director: Carol Anthony (John) Mgmt For For Davidson 1g. Election of Director: Thomas C. Freyman Mgmt For For 1h. Election of Director: Michael E. Greenberg, Mgmt For For PhD 1i. Election of Director: Robert J. Hugin Mgmt For For 1j. Election of Director: Peter J. McDonnell, Mgmt For For M.D. 1k. Election of Director: Brenton L. Saunders Mgmt For For 2. To approve, in a non-binding vote, Named Mgmt For For Executive Officer compensation. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. 4. To renew the authority of the directors of Mgmt For For the Company (the "Directors") to issue shares. 5a. To renew the authority of the Directors to Mgmt For For issue shares for cash without first offering shares to existing shareholders. 5b. To authorize the Directors to allot new Mgmt For For shares up to an additional 5% for cash in connection with an acquisition or other capital investment. 6. To consider a shareholder proposal Shr Against For requiring an independent Board Chairman (immediate change), if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934973606 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. DON CORNWELL Mgmt For For 1b. Election of Director: BRIAN DUPERREAULT Mgmt For For 1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For 1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For 1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For 1f. Election of Director: HENRY S. MILLER Mgmt For For 1g. Election of Director: LINDA A. MILLS Mgmt For For 1h. Election of Director: THOMAS F. MOTAMED Mgmt For For 1i. Election of Director: SUZANNE NORA JOHNSON Mgmt For For 1j. Election of Director: PETER R. PORRINO Mgmt For For 1k. Election of Director: AMY L. SCHIOLDAGER Mgmt For For 1l. Election of Director: DOUGLAS M. STEENLAND Mgmt For For 1m. Election of Director: THERESE M. VAUGHAN Mgmt For For 2. To vote, on a non-binding advisory basis, Mgmt For For to approve executive compensation. 3. To vote, on a non-binding advisory basis, Mgmt 1 Year For on the frequency of future executive compensation votes. 4. To act upon a proposal to ratify the Mgmt For For selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2019. 5. To vote on a shareholder proposal to give Shr Against For shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. -------------------------------------------------------------------------------------------------------------------------- ANTHEM, INC. Agenda Number: 934964429 -------------------------------------------------------------------------------------------------------------------------- Security: 036752103 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ANTM ISIN: US0367521038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director Nominee: Bahija Jallal Mgmt For For 1.2 Election of Director Nominee: Elizabeth E. Mgmt For For Tallett 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for 2019. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. To approve proposed amendments to our Mgmt For For Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. 5. Shareholder proposal to elect each director Shr Against annually. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 934993088 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. M. Austin Mgmt For For 1b. Election of Director: J. B. Frank Mgmt For For 1c. Election of Director: A. P. Gast Mgmt For For 1d. Election of Director: E. Hernandez, Jr. Mgmt For For 1e. Election of Director: C. W. Moorman IV Mgmt For For 1f. Election of Director: D. F. Moyo Mgmt For For 1g. Election of Director: D. Reed-Klages Mgmt For For 1h. Election of Director: R. D. Sugar Mgmt For For 1i. Election of Director: I. G. Thulin Mgmt For For 1j. Election of Director: D. J. Umpleby III Mgmt For For 1k. Election of Director: M. K. Wirth Mgmt For For 2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 4. Report on Human Right to Water Shr Against For 5. Report on Reducing Carbon Footprint Shr Against For 6. Create a Board Committee on Climate Change Shr Against For 7. Adopt Policy for an Independent Chairman Shr Against For 8. Set Special Meeting Threshold at 10% Shr Against For -------------------------------------------------------------------------------------------------------------------------- CUMULUS MEDIA INC. Agenda Number: 934981653 -------------------------------------------------------------------------------------------------------------------------- Security: 231082801 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: CMLS ISIN: US2310828015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary G. Berner Mgmt For For David M. Baum Mgmt For For Matthew C. Blank Mgmt For For Thomas H. Castro Mgmt For For Joan Hogan Gillman Mgmt For For Andrew W. Hobson Mgmt For For Brian G. Kushner Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation paid to the Company's named executive officers. 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 934957056 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D. 1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For 1c. Election of Director: Kelly A. Kramer Mgmt For For 1d. Election of Director: Kevin E. Lofton Mgmt For For 1e. Election of Director: Harish M. Manwani Mgmt For For 1f. Election of Director: Daniel P. O'Day Mgmt For For 1g. Election of Director: Richard J. Whitley, Mgmt For For M.D. 1h. Election of Director: Gayle E. Wilson Mgmt For For 1i. Election of Director: Per Wold-Olsen Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. 3. To approve an amendment to Gilead's Mgmt For For Restated Certificate of Incorporation to allow stockholders to act by written consent. 4. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 5. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. 6. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. -------------------------------------------------------------------------------------------------------------------------- GULFMARK OFFSHORE, INC. Agenda Number: 934890042 -------------------------------------------------------------------------------------------------------------------------- Security: 402629406 Meeting Type: Special Meeting Date: 15-Nov-2018 Ticker: ISIN: US4026294060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adopt the Agreement and Plan of Merger, Mgmt For For dated as of July 15, 2018, as it may be amended from time to time, between Tidewater Inc. and GulfMark Offshore, Inc. ("GulfMark"). 2. Approve, on a non-binding advisory basis, Mgmt For For the compensation that may be paid or become payable to certain GulfMark named executive officers in connection with the business combination. 3. Adjourn the GulfMark special meeting, if Mgmt For For reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in favor of proposal 1 in the event there are not sufficient votes at the time of the GulfMark special meeting to approve such proposal. -------------------------------------------------------------------------------------------------------------------------- GULFMARK OFFSHORE, INC. Agenda Number: 934890042 -------------------------------------------------------------------------------------------------------------------------- Security: 402629505 Meeting Type: Special Meeting Date: 15-Nov-2018 Ticker: GLF ISIN: US4026295059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adopt the Agreement and Plan of Merger, Mgmt For For dated as of July 15, 2018, as it may be amended from time to time, between Tidewater Inc. and GulfMark Offshore, Inc. ("GulfMark"). 2. Approve, on a non-binding advisory basis, Mgmt For For the compensation that may be paid or become payable to certain GulfMark named executive officers in connection with the business combination. 3. Adjourn the GulfMark special meeting, if Mgmt For For reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in favor of proposal 1 in the event there are not sufficient votes at the time of the GulfMark special meeting to approve such proposal. -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 934938068 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter R. Arnheim Mgmt For For Lori A. Gobillot Mgmt For For Edward J. Guay Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation 3. Ratification of Appointment of Independent Mgmt For For Auditor for 2019 -------------------------------------------------------------------------------------------------------------------------- OCEAN RIG UDW INC Agenda Number: 934891412 -------------------------------------------------------------------------------------------------------------------------- Security: G66964118 Meeting Type: Special Meeting Date: 29-Nov-2018 Ticker: ORIG ISIN: KYG669641188 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of a special resolution pursuant Mgmt For For to the Cayman Islands Companies Law (2018 Revision) of the laws of the Cayman Islands and the Second Amended and Restated Memorandum and Articles of Association (the "Articles") of Ocean Rig UDW Inc. ("Ocean rig") to approve the merger agreement, dated as of September 3, 2018 (the "Merger Agreement"), by and among Ocean Rig, Transocean Ltd. ("Transocean"), Transocean Oceanus Holdings Limited, and Transocean Oceanus Limited ("Merger Sub"), and the transactions contemplated thereby. 2. Approval of adjournments of the Ocean Rig Mgmt For For Extraordinary General Meeting, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the Merger Agreement. 1a. Election to be a Drag-Along Seller (as Mgmt For defined in the Articles) and to authorize the officers of Transocean to take all such actions to effect the transactions contemplated by the Merger Agreement as a Drag-Along Sale (as defined in the Articles) in accordance with Article 6.2.2 of the Articles, to the extent permitted thereunder and Transocean determines it is advisable to pursue a Drag-Along Sale, provided that in all cases the Merger Agreement has not been terminated in accordance with its terms. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 03-Apr-2019 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Peter L.S. Currie Mgmt For For 1b. Election of Director: Miguel M. Galuccio Mgmt For For 1c. Election of Director: Paal Kibsgaard Mgmt For For 1d. Election of Director: Nikolay Kudryavtsev Mgmt For For 1e. Election of Director: Tatiana A. Mitrova Mgmt For For 1f. Election of Director: Indra K. Nooyi Mgmt For For 1g. Election of Director: Lubna S. Olayan Mgmt For For 1h. Election of Director: Mark G. Papa Mgmt For For 1i. Election of Director: Leo Rafael Reif Mgmt For For 1j. Election of Director: Henri Seydoux Mgmt For For 2. Approval of the advisory resolution to Mgmt For For approve our executive compensation. 3. Approval of our consolidated balance sheet Mgmt For For as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2019. 5. Approval of an amended and restated 2004 Mgmt For For Stock and Deferral Plan for Non-Employee Directors. -------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY PARTNERS, LP Agenda Number: 934901390 -------------------------------------------------------------------------------------------------------------------------- Security: 84756N109 Meeting Type: Consent Meeting Date: 13-Dec-2018 Ticker: SEP ISIN: US84756N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of merger of Autumn Acquisition Mgmt For For Sub, LLC, a Delaware limited liability company & an indirect wholly-owned subsidiary of Enbridge Inc., with & into Spectra Energy Partners, LP (SEP), with SEP continuing as surviving entity & an indirect wholly-owned subsidiary of Enbridge, & approval of Agreement & Plan of Merger, as such agreement may be amended from time to time, entered into by & among SEP, Spectra Energy Partners (DE) GP, LP, Enbridge, Enbridge (U.S.) Inc., Merger Sub and, solely for purposes of Article I, Article II & Article XI therein. -------------------------------------------------------------------------------------------------------------------------- TARGA RESOURCES CORP. Agenda Number: 934984128 -------------------------------------------------------------------------------------------------------------------------- Security: 87612G101 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: TRGP ISIN: US87612G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Waters S. Davis, IV Mgmt For For 1.2 Election of Director: Rene R. Joyce Mgmt For For 1.3 Election of Director: Chris Tong Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 934858020 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Special Meeting Date: 09-Aug-2018 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the adoption of an amendment to Mgmt For For The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). 2. To approve, subject to and conditioned upon Mgmt For For the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). 3. To approve the adjournment of the special Mgmt For For meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 934962033 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan S. Armstrong Mgmt For For 1b. Election of Director: Stephen W. Bergstrom Mgmt For For 1c. Election of Director: Nancy K. Buese Mgmt For For 1d. Election of Director: Stephen I. Chazen Mgmt For For 1e. Election of Director: Charles I. Cogut Mgmt For For 1f. Election of Director: Kathleen B. Cooper Mgmt For For 1g. Election of Director: Michael A. Creel Mgmt For For 1h. Election of Director: Vicki L. Fuller Mgmt For For 1i. Election of Director: Peter A. Ragauss Mgmt For For 1j. Election of Director: Scott D. Sheffield Mgmt For For 1k. Election of Director: Murray D. Smith Mgmt For For 1l. Election of Director: William H. Spence Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2019. 3. Approval, by nonbinding advisory vote, of Mgmt For For the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- TIDEWATER INC. Agenda Number: 934944744 -------------------------------------------------------------------------------------------------------------------------- Security: 88642R109 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: TDW ISIN: US88642R1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas R. Bates, Jr. Mgmt For For 1b. Election of Director: Alan J. Carr Mgmt For For 1c. Election of Director: Steven L. Newman Mgmt For For 1d. Election of Director: Randee E. Day Mgmt For For 1e. Election of Director: Dick Fagerstal Mgmt For For 1f. Election of Director: Larry T. Rigdon Mgmt For For 1g. Election of Director: John T. Rynd Mgmt For For 1h. Election of Director: Louis A. Raspino Mgmt For For 1i. Election of Director: Kenneth H. Traub Mgmt For For 1j. Election of Director: Robert P. Tamburrino Mgmt For For 2. Say on Pay Vote - An advisory vote to Mgmt For For approve executive compensation (as disclosed in the proxy statement). 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CALAMOS CONVERTIBLE & HIGH INCOME FUND By (Signature) /s/ John P. Calamos, Sr. Name John P. Calamos, Sr. Title President Date 08/28/2019