-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AM5jtsSZvWmabfQ95Vj5kq0xEv8yCwWbLPFfSCEcxc5p1TJDWHL9bHhJ54QEpPrr CurnHrPf3gzarhSrZXutKQ== 0001181431-07-049345.txt : 20070802 0001181431-07-049345.hdr.sgml : 20070802 20070802162521 ACCESSION NUMBER: 0001181431-07-049345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDQUIST SCOTT R CENTRAL INDEX KEY: 0001222410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 071020798 BUSINESS ADDRESS: STREET 1: C/O THE PHOENIX COMPANIES, INC STREET 2: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102-5056 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 rrd166249.xml LINDQUIST FORM 4 (7-31-07) X0202 4 2007-07-31 0 0001276520 GENWORTH FINANCIAL INC GNW 0001222410 LINDQUIST SCOTT R C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 Vice President and Controller Restricted Stock Units 2007-07-31 4 A 0 2067 A Class A Common Stock 2067 2067 D Stock Options 30.52 2007-07-31 4 A 0 9300 0 A 2017-07-31 Class A Common Stock 9300 9300 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Restricted Stock Units reported on this Form 4 vest and convert to Class A Common Stock: 50% on 7/31/2010 and 50% on 7/31/2012. Vests in 20% annual increments beginning on 7/31/2008. /s/ Richard J. Oelhafen, Jr., Attorney-in-Fact 2007-08-02 -----END PRIVACY-ENHANCED MESSAGE-----